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RYDEX S&P CNSMR DISCRETIONARY
RYDEX S&P CNSMR DISCRETIONARY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $81,619,567.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 312,893 26,499,000 32.47%
2 MORGAN STANLEY 138,387 11,720,000 14.36%
3 GOLDMAN SACHS GROUP INC 86,421 7,319,000 8.97%
4 STIFEL FINANCIAL CORP 3,162 6,237,000 7.64%
5 ROYAL BANK OF CANADA 65,311 5,531,000 6.78%
6 WELLS FARGO & COMPANY/MN 57,293 4,853,000 5.95%
7 UBS Group AG 33,722 2,856,000 3.50%
8 RAYMOND JAMES & ASSOCIATES 30,376 2,572,000 3.15%
9 CITADEL ADVISORS LLC 24,078 2,039,000 2.50%
10 BANK OF AMERICA CORP /DE/ 22,576 1,912,000 2.34%
11 JANE STREET GROUP, LLC 19,390 1,642,000 2.01%
12 LPL Financial LLC 17,640 1,478,000 1.81%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,615 1,409,000 1.73%
14 HighTower Advisors, LLC 15,279 1,299,000 1.59%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,439 461,000 0.56%
16 DAVENPORT & Co LLC 5,332 451,567 0.55%
17 Virtu KCG Holdings LLC 5,256 445,000 0.55%
18 Concert Wealth Management Inc. 4,973 422,000 0.52%
19 LifePlan Financial Group, Inc 4,336 367,000 0.45%
20 Gateway Advisory, LLC 4,045 343,000 0.42%
21 STRINGER ASSET MANAGEMENT, LLC 3,382 286,000 0.35%
22 Argentus Capital Management, LLC 3,149 267,000 0.33%
23 Legacy Private Trust Co. 2,927 248,000 0.30%
24 BB&T SECURITIES, LLC 2,859 242,000 0.30%
25 Advisory Services Network, LLC 2,832 240,000 0.29%
26 VALLEY NATIONAL ADVISERS INC 1,653 140,000 0.17%
27 Tower Research Capital LLC (TRC) 1,262 107,000 0.13%
28 MSI Financial Services Inc 1,094 93,000 0.11%
29 Hartford Financial Management Inc. 990 83,000 0.10%
30 DUBUQUE BANK & TRUST CO 170 14,000 0.02%
31 Creative Planning 127 11,000 0.01%
32 CITIGROUP INC 117 10,000 0.01%
33 NEWFOUND RESEARCH LLC 123 10,000 0.01%
34 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 65 5,000 0.01%
35 IFP ADVISORS, INC 55 5,000 0.01%
36 PRENTISS SMITH & CO INC 19 2,000 0.00%
37 NEXT Financial Group, Inc 15 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.