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SORRENTO THERAPEUTICS INC COM NEW
SORRENTO THERAPEUTICS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 68 Institutional holders with a total value of $52,523,948.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GOLDMAN SACHS GROUP INC 5,500 22,000 0.04% Put
52 CANADA LIFE ASSURANCE Co 5,200 20,000 0.04%
53 GOLDMAN SACHS GROUP INC 4,200 17,000 0.03% Call
54 IFP ADVISORS, INC 2,850 11,000 0.02%
55 Financial Architects, Inc 2,500 10,000 0.02%
56 Ameritas Investment Partners, Inc. 2,189 9,000 0.02%
57 PNC FINANCIAL SERVICES GROUP, INC. 2,400 9,000 0.02%
58 UBS Group AG 2,303 9,000 0.02%
59 SIMPLEX TRADING, LLC 2,037 8,000 0.02%
60 BARCLAYS PLC 1,468 6,000 0.01%
61 ROYAL BANK OF CANADA 938 4,000 0.01%
62 MEEDER ASSET MANAGEMENT INC 868 3,000 0.01%
63 Tower Research Capital LLC (TRC) 711 3,000 0.01%
64 CUTLER GROUP LLC / CA 553 2,000 0.00%
65 BANK OF MONTREAL /CAN/ 488 2,000 0.00%
66 CUTLER GROUP LLC / CA 1,000 1,000 0.00% Put
67 BNP PARIBAS FINANCIAL MARKETS 240 948 0.00%
68 CUTLER GROUP LLC / CA 3,500 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.