| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 98,884 | 1,268,000 | 23.81% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 95,966 | 1,231,000 | 23.12% | ||
| 3 | Invesco Ltd. | 41,636 | 534,000 | 10.03% | ||
| 4 | LPL Financial LLC | 38,890 | 499,000 | 9.37% | ||
| 5 | Tradewinds Capital Management, LLC | 32,927 | 422,000 | 7.92% | ||
| 6 | MORGAN STANLEY | 28,166 | 361,000 | 6.78% | ||
| 7 | Yellowstone Partners, LLC | 18,120 | 232,000 | 4.36% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 12,532 | 160,000 | 3.00% | ||
| 9 | LUCAS CAPITAL MANAGEMENT | 12,000 | 154,000 | 2.89% | ||
| 10 | UBS AG | 11,180 | 143,000 | 2.69% | ||
| 11 | MSI Financial Services Inc | 6,567 | 84,000 | 1.58% | ||
| 12 | CITIGROUP INC | 4,579 | 59,000 | 1.11% | ||
| 13 | D.A. DAVIDSON & CO. | 4,000 | 51,000 | 0.96% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 3,204 | 41,000 | 0.77% | ||
| 15 | FIFTH THIRD BANCORP | 2,000 | 26,000 | 0.49% | ||
| 16 | DEUTSCHE BANK AG\ | 1,050 | 13,000 | 0.24% | ||
| 17 | SECURITY NATIONAL TRUST CO | 1,005 | 13,000 | 0.24% | ||
| 18 | Capital Analysts, LLC | 700 | 8,974 | 0.17% | ||
| 19 | Estabrook Capital Management | 666 | 8,538 | 0.16% | ||
| 20 | ROYAL BANK OF CANADA | 600 | 8,000 | 0.15% | ||
| 21 | Tower Research Capital LLC (TRC) | 340 | 4,000 | 0.08% | ||
| 22 | WELLS FARGO & COMPANY/MN | 351 | 4,000 | 0.08% | ||
| 23 | Creative Planning | 100 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
