| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 119,210 | 1,678,000 | 20.30% | ||
| 2 | UBS Group AG | 110,053 | 1,550,000 | 18.75% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 80,795 | 1,138,000 | 13.77% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 75,244 | 1,059,000 | 12.81% | ||
| 5 | Tradewinds Capital Management, LLC | 35,000 | 493,000 | 5.96% | ||
| 6 | LPL Financial LLC | 33,925 | 478,000 | 5.78% | ||
| 7 | Invesco Ltd. | 33,688 | 474,000 | 5.73% | ||
| 8 | MORGAN STANLEY | 31,751 | 447,000 | 5.41% | ||
| 9 | Yellowstone Partners, LLC | 18,164 | 256,000 | 3.10% | ||
| 10 | LUCAS CAPITAL MANAGEMENT | 12,000 | 169,000 | 2.04% | ||
| 11 | Private Advisor Group, LLC | 12,025 | 169,000 | 2.04% | ||
| 12 | MSI Financial Services Inc | 6,567 | 92,000 | 1.11% | ||
| 13 | D.A. DAVIDSON & CO. | 6,000 | 84,000 | 1.02% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 3,204 | 45,000 | 0.54% | ||
| 15 | FIFTH THIRD BANCORP | 2,000 | 28,000 | 0.34% | ||
| 16 | FineMark National Bank & Trust | 1,500 | 21,000 | 0.25% | ||
| 17 | Creative Planning | 1,100 | 15,000 | 0.18% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 970 | 14,000 | 0.17% | ||
| 19 | DEUTSCHE BANK AG\ | 1,050 | 14,000 | 0.17% | ||
| 20 | SECURITY NATIONAL TRUST CO | 1,005 | 14,000 | 0.17% | ||
| 21 | Capital Analysts, LLC | 700 | 9,856 | 0.12% | ||
| 22 | Estabrook Capital Management | 666 | 9,377 | 0.11% | ||
| 23 | WELLS FARGO & COMPANY/MN | 351 | 5,000 | 0.06% | ||
| 24 | CITIGROUP INC | 277 | 4,000 | 0.05% | ||
| 25 | Tower Research Capital LLC (TRC) | 83 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
