| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 196,587 | 2,721,000 | 36.20% | ||
| 2 | UBS Group AG | 69,872 | 967,000 | 12.87% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 65,837 | 911,000 | 12.12% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 37,070 | 513,000 | 6.83% | ||
| 5 | Tradewinds Capital Management, LLC | 35,000 | 484,000 | 6.44% | ||
| 6 | MORGAN STANLEY | 27,369 | 379,000 | 5.04% | ||
| 7 | Invesco Ltd. | 23,220 | 321,000 | 4.27% | ||
| 8 | Yellowstone Partners, LLC | 18,172 | 252,000 | 3.35% | ||
| 9 | LPL Financial LLC | 15,802 | 219,000 | 2.91% | ||
| 10 | Private Advisor Group, LLC | 15,035 | 208,000 | 2.77% | ||
| 11 | LUCAS CAPITAL MANAGEMENT | 12,000 | 166,000 | 2.21% | ||
| 12 | D.A. DAVIDSON & CO. | 6,000 | 83,000 | 1.10% | ||
| 13 | MSI Financial Services Inc | 4,600 | 64,000 | 0.85% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 4,414 | 61,000 | 0.81% | ||
| 15 | CITIGROUP INC | 2,376 | 33,000 | 0.44% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 2,169 | 30,000 | 0.40% | ||
| 17 | FIFTH THIRD BANCORP | 2,000 | 28,000 | 0.37% | ||
| 18 | DEUTSCHE BANK AG\ | 2,100 | 28,000 | 0.37% | ||
| 19 | FineMark National Bank & Trust | 1,500 | 21,000 | 0.28% | ||
| 20 | SECURITY NATIONAL TRUST CO | 1,005 | 14,000 | 0.19% | ||
| 21 | Capital Analysts, LLC | 700 | 9,688 | 0.13% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 145 | 2,000 | 0.03% | ||
| 23 | Creative Planning | 100 | 1,000 | 0.01% | ||
| 24 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
