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LEGG MASON BW GLB INC OPP FD
LEGG MASON BW GLB INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 43 Institutional holders with a total value of $113,246,429.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,122,452 18,755,000 16.56%
2 Advisors Asset Management, Inc. 726,481 12,139,000 10.72%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 629,013 10,511,000 9.28%
4 WELLS FARGO & COMPANY/MN 576,329 9,630,000 8.50%
5 1607 Capital Partners, LLC 554,814 9,271,000 8.19%
6 Saba Capital Management, L.P. 540,511 9,032,000 7.98%
7 Invesco Ltd. 487,172 8,141,000 7.19%
8 BESSEMER GROUP INC 441,713 7,381,000 6.52%
9 BB&T SECURITIES, LLC 23,876 3,989,000 3.52%
10 COHEN & STEERS, INC. 197,486 3,300,000 2.91%
11 UBS Group AG 179,487 2,999,000 2.65%
12 BANK OF AMERICA CORP /DE/ 122,946 2,054,000 1.81%
13 RAYMOND JAMES & ASSOCIATES 114,691 1,916,000 1.69%
14 GUGGENHEIM CAPITAL LLC 94,085 1,573,000 1.39%
15 Raymond James Financial Services Advisors, Inc. 86,844 1,451,000 1.28%
16 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 85,966 1,436,000 1.27%
17 Arete Wealth Advisors, LLC 72,998 1,220,000 1.08%
18 PARAMETRIC PORTFOLIO ASSOCIATES LLC 70,743 1,182,000 1.04%
19 ROYAL BANK OF CANADA 65,819 1,100,000 0.97%
20 SG Americas Securities, LLC 55,167 922,000 0.81%
21 Roundview Capital LLC 52,656 880,000 0.78%
22 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 45,100 752,000 0.66%
23 Robert W. Baird & Co. Inc 39,944 667,000 0.59%
24 CORNERSTONE ADVISORS INC 36,587 611,000 0.54%
25 Capital Investment Advisors, LLC 20,170 337,000 0.30%
26 Kamunting Street Capital Management, L.P. 19,720 330,000 0.29%
27 Allen Investment Management, LLC 16,500 276,000 0.24%
28 Thomas J. Herzfeld Advisors, Inc. 15,206 254,000 0.22%
29 MSI Financial Services Inc 11,126 186,000 0.16%
30 BOOTHBAY FUND MANAGEMENT, LLC 11,089 185,000 0.16%
31 HighTower Advisors, LLC 10,180 170,000 0.15%
32 Barrett Asset Management, LLC 5,350 89,000 0.08%
33 US BANCORP \DE\ 5,132 86,000 0.08%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,308 72,000 0.06%
35 NATIONAL PLANNING CORP 4,100 68,429 0.06%
36 FIFTH THIRD BANCORP 4,000 67,000 0.06%
37 CITIGROUP INC 3,811 64,000 0.06%
38 FIRST MANHATTAN CO. LLC. 3,000 50,000 0.04%
39 PANAGORA ASSET MANAGEMENT INC 2,123 35,000 0.03%
40 North Star Investment Management Corp. 1,500 25,000 0.02%
41 NEXT Financial Group, Inc 1,300 22,000 0.02%
42 ENVESTNET ASSET MANAGEMENT INC 1,082 18,000 0.02%
43 B. Riley Wealth Advisors, Inc. 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.