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LEGG MASON BW GLB INC OPP FD
LEGG MASON BW GLB INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 36 Institutional holders with a total value of $111,797,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,202,060 19,149,000 17.13%
2 WELLS FARGO & COMPANY/MN 713,942 11,373,000 10.17%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 629,013 10,020,000 8.96%
4 Advisors Asset Management, Inc. 592,488 9,438,000 8.44%
5 1607 Capital Partners, LLC 552,426 8,800,000 7.87%
6 Invesco Ltd. 513,998 8,188,000 7.32%
7 Saba Capital Management, L.P. 452,533 7,209,000 6.45%
8 BESSEMER GROUP INC 445,024 7,088,000 6.34%
9 BB&T SECURITIES, LLC 23,384 3,725,000 3.33%
10 UBS Group AG 202,250 3,222,000 2.88%
11 COHEN & STEERS, INC. 197,486 3,146,000 2.81%
12 COHEN & STEERS CAPITAL MANAGEMENT INC 197,486 3,146,000 2.81%
13 BANK OF AMERICA CORP /DE/ 145,375 2,316,000 2.07%
14 RAYMOND JAMES & ASSOCIATES 109,093 1,738,000 1.55%
15 GUGGENHEIM CAPITAL LLC 95,967 1,529,000 1.37%
16 Arete Wealth Advisors, LLC 89,521 1,426,000 1.28%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 89,485 1,425,000 1.27%
18 Raymond James Financial Services Advisors, Inc. 86,906 1,384,000 1.24%
19 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 85,867 1,368,000 1.22%
20 ROYAL BANK OF CANADA 65,243 1,039,000 0.93%
21 Roundview Capital LLC 52,656 839,000 0.75%
22 DOLIVER ADVISORS, LP 51,272 817,000 0.73%
23 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 44,500 709,000 0.63%
24 Robert W. Baird & Co. Inc 39,753 633,000 0.57%
25 Yorktown Management & Research Co Inc 37,550 598,000 0.53%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,089 320,000 0.29%
27 Capital Investment Advisors, LLC 41,739 278,000 0.25%
28 Allen Investment Management, LLC 15,090 240,000 0.21%
29 Thomas J. Herzfeld Advisors, Inc. 14,864 237,000 0.21%
30 MSI Financial Services Inc 10,038 160,000 0.14%
31 FIFTH THIRD BANCORP 4,000 64,000 0.06%
32 CITIGROUP INC 3,827 61,000 0.05%
33 FIRST MANHATTAN CO. LLC. 3,000 47,000 0.04%
34 North Star Investment Management Corp. 1,500 24,000 0.02%
35 PANAGORA ASSET MANAGEMENT INC 1,320 21,000 0.02%
36 NEXT Financial Group, Inc 1,300 20,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.