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LEGG MASON BW GLB INC OPP FD
LEGG MASON BW GLB INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $96,100,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,242,648 17,683,000 18.40%
2 WELLS FARGO & COMPANY/MN 984,517 14,009,000 14.58%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 629,013 8,951,000 9.31%
4 1607 Capital Partners, LLC 555,854 7,910,000 8.23%
5 Invesco Ltd. 501,189 7,132,000 7.42%
6 BESSEMER GROUP INC 445,024 6,333,000 6.59%
7 Advisors Asset Management, Inc. 362,727 5,162,000 5.37%
8 Saba Capital Management, L.P. 351,372 5,000,000 5.20%
9 UBS Group AG 240,622 3,425,000 3.56%
10 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 228,070 3,245,000 3.38%
11 COHEN & STEERS, INC. 197,486 2,810,000 2.92%
12 BANK OF AMERICA CORP /DE/ 167,802 2,388,000 2.48%
13 RAYMOND JAMES & ASSOCIATES 106,893 1,521,000 1.58%
14 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 93,345 1,331,000 1.39%
15 GUGGENHEIM CAPITAL LLC 91,295 1,298,000 1.35%
16 Arete Wealth Advisors, LLC 73,034 1,039,000 1.08%
17 DOLIVER ADVISORS, LP 71,117 1,012,000 1.05%
18 PARAMETRIC PORTFOLIO ASSOCIATES LLC 70,773 1,007,000 1.05%
19 ROYAL BANK OF CANADA 63,725 907,000 0.94%
20 Roundview Capital LLC 48,491 690,000 0.72%
21 BAIRD FINANCIAL GROUP, INC. 40,769 580,000 0.60%
22 Yorktown Management & Research Co Inc 37,550 534,000 0.56%
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 31,161 443,000 0.46%
24 BB&T SECURITIES, LLC 26,296 374,000 0.39%
25 PANAGORA ASSET MANAGEMENT INC 22,595 322,000 0.34%
26 Virtu KCG Holdings LLC 15,169 216,000 0.22%
27 Thomas J. Herzfeld Advisors, Inc. 14,864 210,000 0.22%
28 Capital Investment Advisors, LLC 14,150 201,000 0.21%
29 Evanson Asset Management, LLC 10,000 142,000 0.15%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,157 73,000 0.08%
31 FIFTH THIRD BANCORP 4,000 57,000 0.06%
32 FIRST MANHATTAN CO. LLC. 3,000 42,000 0.04%
33 CITIGROUP INC 2,234 32,000 0.03%
34 North Star Investment Management Corp. 1,500 21,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.