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LEGG MASON BW GLB INC OPP FD
LEGG MASON BW GLB INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 34 Institutional holders with a total value of $82,184,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,253,296 14,550,000 17.70%
2 WELLS FARGO & COMPANY/MN 1,193,843 13,860,000 16.86%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 631,692 7,334,000 8.92%
4 1607 Capital Partners, LLC 577,690 6,707,000 8.16%
5 Invesco Ltd. 472,209 5,483,000 6.67%
6 BESSEMER GROUP INC 445,024 5,167,000 6.29%
7 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 298,443 3,465,000 4.22%
8 Saba Capital Management, L.P. 295,530 3,431,000 4.17%
9 Advisors Asset Management, Inc. 292,042 3,391,000 4.13%
10 UBS Group AG 276,528 3,210,000 3.91%
11 COHEN & STEERS, INC. 212,733 2,470,000 3.01%
12 BANK OF AMERICA CORP /DE/ 169,694 1,970,000 2.40%
13 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 155,745 1,803,000 2.19%
14 Arete Wealth Advisors, LLC 124,971 1,451,000 1.77%
15 RAYMOND JAMES & ASSOCIATES 121,482 1,410,000 1.72%
16 DOLIVER ADVISORS, LP 109,754 1,274,000 1.55%
17 GUGGENHEIM CAPITAL LLC 80,207 933,000 1.14%
18 PARAMETRIC PORTFOLIO ASSOCIATES LLC 53,715 624,000 0.76%
19 Roundview Capital LLC 48,491 563,000 0.69%
20 ROYAL BANK OF CANADA 44,547 518,000 0.63%
21 BAIRD FINANCIAL GROUP, INC. 42,574 494,000 0.60%
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 39,808 462,000 0.56%
23 TFS CAPITAL LLC 33,608 390,000 0.47%
24 BB&T SECURITIES, LLC 27,722 321,000 0.39%
25 Raymond James Financial Services Advisors, Inc. 27,376 318,000 0.39%
26 Thomas J. Herzfeld Advisors, Inc. 14,083 164,000 0.20%
27 Evanson Asset Management, LLC 10,000 116,000 0.14%
28 CLOUGH CAPITAL PARTNERS L P 9,700 113,000 0.14%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,851 56,000 0.07%
30 ENVESTNET ASSET MANAGEMENT INC 3,587 42,000 0.05%
31 FIRST MANHATTAN CO. LLC. 3,000 34,000 0.04%
32 CITIGROUP INC 2,234 26,000 0.03%
33 North Star Investment Management Corp. 1,500 17,000 0.02%
34 FIFTH THIRD BANCORP 1,500 17,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.