| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
2,025,163 |
23,958,000 |
23.80% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,374,096 |
16,256,000 |
16.15% |
|
|
| 3 |
MORGAN STANLEY |
849,367 |
10,048,000 |
9.98% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
806,926 |
9,545,000 |
9.48% |
|
|
| 5 |
1607 Capital Partners, LLC |
522,124 |
6,177,000 |
6.14% |
|
|
| 6 |
COHEN & STEERS, INC. |
432,936 |
5,122,000 |
5.09% |
|
|
| 7 |
Advisors Asset Management, Inc. |
336,541 |
3,981,000 |
3.95% |
|
|
| 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
278,545 |
3,295,000 |
3.27% |
|
|
| 9 |
Invesco Ltd. |
238,916 |
2,826,000 |
2.81% |
|
|
| 10 |
CORNERSTONE ADVISORS INC |
228,490 |
2,703,000 |
2.69% |
|
|
| 11 |
BESSEMER GROUP INC |
227,191 |
2,688,000 |
2.67% |
|
|
| 12 |
UBS Group AG |
221,347 |
2,619,000 |
2.60% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
141,803 |
1,678,000 |
1.67% |
|
|
| 14 |
Laurion Capital Management LP |
131,959 |
1,561,000 |
1.55% |
|
|
| 15 |
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC |
129,173 |
1,528,000 |
1.52% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
81,982 |
970,000 |
0.96% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
67,869 |
803,000 |
0.80% |
|
|
| 18 |
RAYMOND JAMES & ASSOCIATES |
54,779 |
648,000 |
0.64% |
|
|
| 19 |
SG Americas Securities, LLC |
49,169 |
582,000 |
0.58% |
|
|
| 20 |
ROYAL BANK OF CANADA |
48,128 |
569,000 |
0.57% |
|
|
| 21 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
40,973 |
485,000 |
0.48% |
|
|
| 22 |
BB&T SECURITIES, LLC |
30,896 |
419,000 |
0.42% |
|
|
| 23 |
Roundview Capital LLC |
32,000 |
379,000 |
0.38% |
|
|
| 24 |
Virtu KCG Holdings LLC |
30,300 |
358,000 |
0.36% |
|
|
| 25 |
LPL Financial LLC |
26,897 |
321,000 |
0.32% |
|
|
| 26 |
MILLENNIUM MANAGEMENT LLC |
17,715 |
210,000 |
0.21% |
|
|
| 27 |
TFS CAPITAL LLC |
13,060 |
154,000 |
0.15% |
|
|
| 28 |
Weiss Asset Management LP |
11,257 |
133,000 |
0.13% |
|
|
| 29 |
First Allied Advisory Services, Inc. |
11,094 |
131,000 |
0.13% |
|
|
| 30 |
Commonwealth Equity Services, Inc |
10,793 |
128,000 |
0.13% |
|
|
| 31 |
MSI Financial Services Inc |
9,932 |
117,000 |
0.12% |
|
|
| 32 |
ADVISOR GROUP, INC. |
8,205 |
97,000 |
0.10% |
|
|
| 33 |
Thomas J. Herzfeld Advisors, Inc. |
3,864 |
46,000 |
0.05% |
|
|
| 34 |
FIRST MANHATTAN CO. LLC. |
3,000 |
35,000 |
0.03% |
|
|
| 35 |
IFP ADVISORS, INC |
2,586 |
31,000 |
0.03% |
|
|
| 36 |
CITIGROUP INC |
2,083 |
25,000 |
0.02% |
|
|
| 37 |
North Star Investment Management Corp. |
1,375 |
16,000 |
0.02% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,000 |
12,000 |
0.01% |
|
|
| 39 |
NEXT Financial Group, Inc |
700 |
8,000 |
0.01% |
|
|
| 40 |
PENSERRA CAPITAL MANAGEMENT LLC |
336 |
3,000 |
0.00% |
|
|
| 41 |
SEI INVESTMENTS CO |
42 |
1,000 |
0.00% |
|
|
