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LEGG MASON BW GLB INC OPP FD
LEGG MASON BW GLB INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 42 Institutional holders with a total value of $96,408,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 0 0 0.00%
2 Tower Research Capital LLC (TRC) 0 0 0.00%
3 PENSERRA CAPITAL MANAGEMENT LLC 225 2,000 0.00%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,002 12,000 0.01%
5 North Star Investment Management Corp. 1,500 19,000 0.02%
6 FIFTH THIRD BANCORP 1,500 19,000 0.02%
7 CITIGROUP INC 2,272 28,000 0.03%
8 IFP ADVISORS, INC 2,586 32,000 0.03%
9 MSI Financial Services Inc 2,800 35,000 0.04%
10 FIRST MANHATTAN CO. LLC. 3,000 37,000 0.04%
11 Thomas J. Herzfeld Advisors, Inc. 3,864 48,000 0.05%
12 FIRST TRUST ADVISORS LP 10,805 133,000 0.14%
13 Round Table Services, LLC 16,500 204,000 0.21%
14 LPL Financial LLC 17,687 219,000 0.23%
15 SG Americas Securities, LLC 21,466 265,000 0.27%
16 BB&T SECURITIES, LLC 27,863 344,000 0.36%
17 ROYAL BANK OF CANADA 44,952 556,000 0.58%
18 Roundview Capital LLC 45,066 557,000 0.58%
19 BAIRD FINANCIAL GROUP, INC. 48,251 596,000 0.62%
20 Raymond James Financial Services Advisors, Inc. 49,121 607,000 0.63%
21 GUGGENHEIM CAPITAL LLC 54,295 670,000 0.69%
22 RAYMOND JAMES & ASSOCIATES 60,727 750,000 0.78%
23 SENTINEL TRUST CO LBA 69,685 861,000 0.89%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 100,010 1,235,000 1.28%
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 116,012 1,433,000 1.49%
26 Arete Wealth Advisors, LLC 126,719 1,565,000 1.62%
27 Advisors Asset Management, Inc. 142,341 1,758,000 1.82%
28 Laurion Capital Management LP 145,621 1,798,000 1.86%
29 BANK OF AMERICA CORP /DE/ 168,915 2,086,000 2.16%
30 UBS Group AG 209,984 2,593,000 2.69%
31 Invesco Ltd. 219,919 2,716,000 2.82%
32 DESCHUTES PORTFOLIO STRATEGY, LLC 261,770 3,233,000 3.35%
33 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 272,343 3,363,000 3.49%
34 COHEN & STEERS, INC. 276,808 3,419,000 3.55%
35 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 296,738 3,657,000 3.79%
36 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 296,658 3,664,000 3.80%
37 BESSEMER GROUP INC 405,024 5,002,000 5.19%
38 Saba Capital Management, L.P. 456,460 5,637,000 5.85%
39 1607 Capital Partners, LLC 577,533 7,133,000 7.40%
40 RIVERNORTH CAPITAL MANAGEMENT, LLC 700,142 8,647,000 8.97%
41 MORGAN STANLEY 1,222,862 15,103,000 15.67%
42 WELLS FARGO & COMPANY/MN 1,325,617 16,372,000 16.98%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.