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LEGG MASON BW GLB INC OPP FD
LEGG MASON BW GLB INC OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 40 Institutional holders with a total value of $107,769,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PENSERRA CAPITAL MANAGEMENT LLC 561 7,000 0.01%
2 NEXT Financial Group, Inc 700 9,000 0.01%
3 IFP ADVISORS, INC 1,241 16,000 0.01%
4 North Star Investment Management Corp. 1,375 18,000 0.02%
5 CITIGROUP INC 1,660 22,000 0.02%
6 FIRST MANHATTAN CO. LLC. 3,000 39,000 0.04%
7 Thomas J. Herzfeld Advisors, Inc. 3,864 51,000 0.05%
8 ADVISOR GROUP, INC. 7,605 101,000 0.09%
9 TFS CAPITAL LLC 10,383 137,000 0.13%
10 SHEAFF BROCK INVESTMENT ADVISORS, LLC 12,000 159,000 0.15%
11 Commonwealth Equity Services, Inc 12,225 162,000 0.15%
12 CLOUGH CAPITAL PARTNERS L P 12,607 167,000 0.15%
13 First Allied Advisory Services, Inc. 14,902 197,000 0.18%
14 Cetera Advisor Networks LLC 16,100 213,000 0.20%
15 Janney Montgomery Scott LLC 18,302 242,000 0.22%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,581 299,000 0.28%
17 Roundview Capital LLC 31,135 412,000 0.38%
18 DESCHUTES PORTFOLIO STRATEGY, LLC 39,254 519,000 0.48%
19 BB&T SECURITIES, LLC 46,388 613,000 0.57%
20 ROYAL BANK OF CANADA 49,075 649,000 0.60%
21 RAYMOND JAMES & ASSOCIATES 49,548 656,000 0.61%
22 DOLIVER ADVISORS, LP 59,925 793,000 0.74%
23 GUGGENHEIM CAPITAL LLC 64,563 854,000 0.79%
24 AE WEALTH MANAGEMENT LLC 71,796 950,000 0.88%
25 PARTNERS VALUE INVESTMENTS L.P. 31,300 1,194,000 1.11%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 106,148 1,404,000 1.30%
27 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 125,538 1,661,000 1.54%
28 Invesco Ltd. 156,498 2,070,000 1.92%
29 BESSEMER GROUP INC 162,891 2,155,000 2.00%
30 BANK OF AMERICA CORP /DE/ 173,923 2,301,000 2.14%
31 UBS Group AG 216,949 2,870,000 2.66%
32 CORNERSTONE ADVISORS INC 225,090 2,978,000 2.76%
33 Advisors Asset Management, Inc. 289,673 3,832,000 3.56%
34 MORGAN STANLEY 433,780 5,739,000 5.33%
35 COHEN & STEERS, INC. 454,326 6,011,000 5.58%
36 1607 Capital Partners, LLC 512,139 6,776,000 6.29%
37 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 532,815 7,049,000 6.54%
38 WELLS FARGO & COMPANY/MN 940,891 12,448,000 11.55%
39 Saba Capital Management, L.P. 1,245,560 16,479,000 15.29%
40 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,928,716 25,517,000 23.68%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.