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NEUBERGER BERMAN MLP INCOME FD
NEUBERGER BERMAN MLP INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 39 Institutional holders with a total value of $106,668,253.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,664,534 48,041,000 45.04%
2 Advisors Asset Management, Inc. 546,795 9,859,000 9.24%
3 BB&T SECURITIES, LLC 44,907 8,096,000 7.59%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 437,339 7,885,000 7.39%
5 WELLS FARGO & COMPANY/MN 340,397 6,138,000 5.75%
6 Invesco Ltd. 339,592 6,123,000 5.74%
7 BANK OF AMERICA CORP /DE/ 236,453 4,263,000 4.00%
8 TRUIST FINANCIAL CORP 144,000 2,596,000 2.43%
9 GUGGENHEIM CAPITAL LLC 124,738 2,249,000 2.11%
10 LPL Financial LLC 109,572 1,976,000 1.85%
11 UBS AG 96,677 1,743,000 1.63%
12 CITIGROUP INC 70,078 1,263,000 1.18%
13 Marathon Trading Investment Management LLC 50,000 902,000 0.85%
14 ROBINSON CAPITAL MANAGEMENT, LLC 45,625 823,000 0.77%
15 CTC Alternative Strategies, Ltd. 32,460 585,253 0.55%
16 DIALECTIC CAPITAL MANAGEMENT, LP 25,000 451,000 0.42%
17 Investors Capital Advisory Services 23,750 428,000 0.40%
18 JANE STREET GROUP, LLC 21,080 380,000 0.36%
19 NATIONAL PLANNING CORP 20,508 372,000 0.35%
20 OPPENHEIMER & CO INC 17,793 321,000 0.30%
21 PNC FINANCIAL SERVICES GROUP, INC. 14,050 253,000 0.24%
22 Neuberger Berman Group LLC 13,592 245,000 0.23%
23 Dorsey & Whitney Trust CO LLC 13,141 237,000 0.22%
24 Private Advisor Group, LLC 11,528 208,000 0.19%
25 Virtu KCG Holdings LLC 10,378 187,000 0.18%
26 SEIZERT CAPITAL PARTNERS, LLC 10,000 180,000 0.17%
27 DEUTSCHE BANK AG\ 9,300 167,000 0.16%
28 Thomas J. Herzfeld Advisors, Inc. 9,001 162,000 0.15%
29 MSI Financial Services Inc 6,260 113,000 0.11%
30 THOMPSON DAVIS & CO., INC. 5,367 97,000 0.09%
31 MYCIO WEALTH PARTNERS, LLC 4,790 86,000 0.08%
32 ROYAL BANK OF CANADA 3,000 54,000 0.05%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,475 45,000 0.04%
34 BOSTON PRIVATE BANK & TRUST CO 2,500 45,000 0.04%
35 NEW ENGLAND SECURITIES CORP /MA/ 1,540 28,000 0.03%
36 PRIVATE TRUST CO NA 1,300 23,000 0.02%
37 Tower Research Capital LLC (TRC) 1,174 21,000 0.02%
38 FIFTH THIRD BANCORP 750 14,000 0.01%
39 Baltimore-Washington Financial Advisors, Inc. 500 9,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.