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NEUBERGER BERMAN MLP INCOME FD
NEUBERGER BERMAN MLP INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 42 Institutional holders with a total value of $118,757,344.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,221,318 62,499,000 52.63%
2 Advisors Asset Management, Inc. 917,398 10,981,000 9.25%
3 BANK OF AMERICA CORP /DE/ 825,513 9,882,000 8.32%
4 GUGGENHEIM CAPITAL LLC 823,825 9,861,000 8.30%
5 WELLS FARGO & COMPANY/MN 541,618 6,483,000 5.46%
6 Invesco Ltd. 363,054 4,346,000 3.66%
7 UBS Group AG 280,002 3,351,000 2.82%
8 Caprock Group, LLC 190,523 2,281,000 1.92%
9 SIT INVESTMENT ASSOCIATES INC 138,400 1,657,000 1.40%
10 INVESTMENT HOUSE LLC 124,463 1,490,000 1.25%
11 LPL Financial LLC 109,291 1,407,000 1.18%
12 BB&T SECURITIES, LLC 33,875 405,000 0.34%
13 CITIGROUP INC 32,068 384,000 0.32%
14 STALEY CAPITAL ADVISERS INC 25,450 305,000 0.26%
15 STEEL GROVE CAPITAL ADVISORS, LLC 24,191 290,000 0.24%
16 Fiduciary Trust Co International of Pennsylvania 22,630 271,000 0.23%
17 Northeast Financial Consultants Inc 20,690 248,000 0.21%
18 GSA CAPITAL PARTNERS LLP 20,749 248,000 0.21%
19 HighTower Advisors, LLC 19,077 228,000 0.19%
20 Investors Capital Advisory Services 18,350 219,000 0.18%
21 Raymond James Financial Services Advisors, Inc. 16,889 202,000 0.17%
22 Neuberger Berman Group LLC 14,464 173,000 0.15%
23 CITADEL ADVISORS LLC 14,153 169,000 0.14%
24 Creative Planning 12,819 153,000 0.13%
25 Virtu KCG Holdings LLC 11,543 138,000 0.12%
26 NATIONAL PLANNING CORP 10,570 136,000 0.11%
27 Dorsey & Whitney Trust CO LLC 11,171 134,000 0.11%
28 Commonwealth Equity Services, Inc 11,119 133,000 0.11%
29 MSI Financial Services Inc 10,473 125,000 0.11%
30 GOLDMAN SACHS GROUP INC 10,273 123,000 0.10%
31 ROYAL BANK OF CANADA 8,020 96,000 0.08%
32 DEUTSCHE BANK AG\ 7,350 87,000 0.07%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,270 77,000 0.06%
34 MassMutual Private Wealth & Trust, FSB 3,200 69,344 0.06%
35 AMERICAN INTERNATIONAL GROUP, INC. 4,442 54,000 0.05%
36 NEXT Financial Group, Inc 1,241 14,000 0.01%
37 INTEGRATED WEALTH MANAGEMENT 1,050 13,000 0.01%
38 US BANCORP \DE\ 796 10,000 0.01%
39 PNC FINANCIAL SERVICES GROUP, INC. 600 7,000 0.01%
40 Donald L. Hagan, LLC 500 6,000 0.01%
41 FIFTH THIRD BANCORP 125 1,000 0.00%
42 Tower Research Capital LLC (TRC) 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.