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NEUBERGER BERMAN MLP INCOME FD
NEUBERGER BERMAN MLP INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $74,321,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,162,914 33,969,000 45.71%
2 GUGGENHEIM CAPITAL LLC 852,184 6,954,000 9.36%
3 Advisors Asset Management, Inc. 815,858 6,657,000 8.96%
4 BANK OF AMERICA CORP /DE/ 770,645 6,289,000 8.46%
5 WELLS FARGO & COMPANY/MN 572,405 4,671,000 6.28%
6 STIFEL FINANCIAL CORP 1,461 2,989,000 4.02%
7 Invesco Ltd. 306,417 2,500,000 3.36%
8 SG Americas Securities, LLC 211,216 1,724,000 2.32%
9 UBS Group AG 170,264 1,389,000 1.87%
10 Weiss Asset Management LP 169,299 1,381,000 1.86%
11 SIT INVESTMENT ASSOCIATES INC 165,209 1,348,000 1.81%
12 LPL Financial LLC 155,562 1,322,000 1.78%
13 Private Advisor Group, LLC 36,111 295,000 0.40%
14 STEEL GROVE CAPITAL ADVISORS, LLC 33,524 274,000 0.37%
15 CITIGROUP INC 31,007 253,000 0.34%
16 BB&T SECURITIES, LLC 30,043 245,000 0.33%
17 PARA ADVISORS LLC 30,000 245,000 0.33%
18 Caprock Group, LLC 29,759 243,000 0.33%
19 STALEY CAPITAL ADVISERS INC 26,550 217,000 0.29%
20 OPPENHEIMER & CO INC 21,426 175,000 0.24%
21 IFP ADVISORS, INC 18,282 149,000 0.20%
22 Investors Capital Advisory Services 18,350 149,000 0.20%
23 MSI Financial Services Inc 15,713 128,000 0.17%
24 Commonwealth Equity Services, Inc 13,558 111,000 0.15%
25 ROYAL BANK OF CANADA 12,589 103,000 0.14%
26 Fiduciary Trust Co International of Pennsylvania 11,100 91,000 0.12%
27 GOLDMAN SACHS GROUP INC 10,993 90,000 0.12%
28 HighTower Advisors, LLC 10,440 84,000 0.11%
29 ALLEGIS INVESTMENT ADVISORS, LLC 9,700 79,000 0.11%
30 AMERICAN INTERNATIONAL GROUP, INC. 7,319 60,000 0.08%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,270 51,000 0.07%
32 Creative Planning 5,000 41,000 0.06%
33 DEUTSCHE BANK AG\ 1,700 13,000 0.02%
34 PNC FINANCIAL SERVICES GROUP, INC. 1,424 12,000 0.02%
35 BANK OF MONTREAL /CAN/ 850 7,000 0.01%
36 Burt Wealth Advisors 850 6,000 0.01%
37 AUSDAL FINANCIAL PARTNERS, INC. 539 4,000 0.01%
38 US BANCORP \DE\ 423 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.