| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,388,033 | 77,317,000 | 48.99% | ||
| 2 | Advisors Asset Management, Inc. | 1,218,631 | 21,472,000 | 13.61% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 703,268 | 12,392,000 | 7.85% | ||
| 4 | WELLS FARGO & COMPANY/MN | 519,094 | 9,146,000 | 5.80% | ||
| 5 | Invesco Ltd. | 461,789 | 8,137,000 | 5.16% | ||
| 6 | BB&T SECURITIES, LLC | 39,661 | 6,988,000 | 4.43% | ||
| 7 | UBS Group AG | 276,546 | 4,873,000 | 3.09% | ||
| 8 | Caprock Group, LLC | 227,612 | 4,011,000 | 2.54% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 171,973 | 3,030,000 | 1.92% | ||
| 10 | INVESTMENT HOUSE LLC | 117,145 | 2,064,000 | 1.31% | ||
| 11 | LPL Financial LLC | 80,684 | 1,426,000 | 0.90% | ||
| 12 | Northeast Financial Consultants Inc | 51,690 | 911,000 | 0.58% | ||
| 13 | CITIGROUP INC | 41,332 | 729,000 | 0.46% | ||
| 14 | GOLDMAN SACHS GROUP INC | 31,652 | 558,000 | 0.35% | ||
| 15 | HighTower Advisors, LLC | 20,906 | 368,000 | 0.23% | ||
| 16 | COMERICA BANK | 20,500 | 361,000 | 0.23% | ||
| 17 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 19,014 | 351,000 | 0.22% | ||
| 18 | ENVESTNET ASSET MANAGEMENT INC | 19,107 | 337,000 | 0.21% | ||
| 19 | Investors Capital Advisory Services | 18,000 | 317,000 | 0.20% | ||
| 20 | IBERIABANK CORP | 18,000 | 317,000 | 0.20% | ||
| 21 | NATIONAL PLANNING CORP | 16,329 | 300,000 | 0.19% | ||
| 22 | Fiduciary Trust Co International of Pennsylvania | 16,300 | 287,000 | 0.18% | ||
| 23 | Neuberger Berman Group LLC | 14,248 | 251,000 | 0.16% | ||
| 24 | Dorsey & Whitney Trust CO LLC | 13,889 | 245,000 | 0.16% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 13,300 | 234,000 | 0.15% | ||
| 26 | Private Advisor Group, LLC | 10,435 | 184,000 | 0.12% | ||
| 27 | OPPENHEIMER & CO INC | 10,197 | 180,000 | 0.11% | ||
| 28 | TRUIST FINANCIAL CORP | 10,041 | 177,000 | 0.11% | ||
| 29 | MSI Financial Services Inc | 9,954 | 175,000 | 0.11% | ||
| 30 | DEUTSCHE BANK AG\ | 9,350 | 164,000 | 0.10% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,000 | 105,000 | 0.07% | ||
| 32 | Creative Planning | 5,137 | 91,000 | 0.06% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 5,015 | 88,000 | 0.06% | ||
| 34 | ROYAL BANK OF CANADA | 3,525 | 62,000 | 0.04% | ||
| 35 | BOSTON PRIVATE BANK & TRUST CO | 2,500 | 44,000 | 0.03% | ||
| 36 | US BANCORP \DE\ | 1,600 | 28,000 | 0.02% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 1,528 | 26,918 | 0.02% | ||
| 38 | BROWN BROTHERS HARRIMAN & CO | 1,000 | 18,000 | 0.01% | ||
| 39 | INTEGRATED WEALTH MANAGEMENT | 950 | 16,000 | 0.01% | ||
| 40 | SYNOVUS FINANCIAL CORP | 819 | 14,000 | 0.01% | ||
| 41 | Tower Research Capital LLC (TRC) | 638 | 11,000 | 0.01% | ||
| 42 | NEXT Financial Group, Inc | 500 | 8,000 | 0.01% | ||
| 43 | FIFTH THIRD BANCORP | 125 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
