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NEUBERGER BERMAN MLP INCOME FD
NEUBERGER BERMAN MLP INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $176,368,651.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,213,812 91,313,000 51.77%
2 Advisors Asset Management, Inc. 1,252,877 27,150,000 15.39%
3 Invesco Ltd. 562,100 12,181,000 6.91%
4 GUGGENHEIM CAPITAL LLC 461,047 9,990,000 5.66%
5 BB&T SECURITIES, LLC 44,325 9,605,000 5.45%
6 WELLS FARGO & COMPANY/MN 382,668 8,293,000 4.70%
7 BANK OF AMERICA CORP /DE/ 124,825 2,705,000 1.53%
8 UBS AG 123,891 2,684,000 1.52%
9 LPL Financial LLC 122,252 2,614,000 1.48%
10 JANE STREET GROUP, LLC 78,719 1,706,000 0.97%
11 CITIGROUP INC 49,124 1,064,000 0.60%
12 NATIONAL PLANNING CORP 27,816 604,000 0.34%
13 Janney Montgomery Scott LLC 27,833 603,141 0.34%
14 Investors Capital Advisory Services 25,000 541,000 0.31%
15 OPPENHEIMER & CO INC 23,271 504,000 0.29%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,167 502,000 0.28%
17 ENVESTNET ASSET MANAGEMENT INC 21,578 468,000 0.27%
18 Northeast Financial Consultants Inc 17,250 374,000 0.21%
19 GOLDMAN SACHS GROUP INC 17,269 374,000 0.21%
20 TRUIST FINANCIAL CORP 17,056 370,000 0.21%
21 SENTINEL TRUST CO LBA 16,250 352,000 0.20%
22 Neuberger Berman Group LLC 13,642 295,000 0.17%
23 Dorsey & Whitney Trust CO LLC 13,567 294,000 0.17%
24 BECK CAPITAL MANAGEMENT, LLC 13,751 276,000 0.16%
25 DEUTSCHE BANK AG\ 12,050 261,000 0.15%
26 Private Advisor Group, LLC 11,549 250,000 0.14%
27 ROYAL BANK OF CANADA 9,933 215,000 0.12%
28 THOMPSON DAVIS & CO., INC. 5,367 116,000 0.07%
29 NEW ENGLAND SECURITIES CORP /MA/ 5,135 111,000 0.06%
30 MSI Financial Services Inc 4,068 88,000 0.05%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,750 81,000 0.05%
32 MassMutual Private Wealth & Trust, FSB 3,200 69,344 0.04%
33 Thomas J. Herzfeld Advisors, Inc. 3,201 69,000 0.04%
34 BOSTON PRIVATE BANK & TRUST CO 2,500 54,000 0.03%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,026 44,000 0.02%
36 PRIVATE TRUST CO NA 1,300 28,000 0.02%
37 AMERICAN INTERNATIONAL GROUP, INC. 1,208 26,166 0.01%
38 Tower Research Capital LLC (TRC) 1,092 24,000 0.01%
39 BARCLAYS PLC 1,000 21,000 0.01%
40 FIFTH THIRD BANCORP 625 14,000 0.01%
41 Gary Goldberg Planning Services Inc 600 13,000 0.01%
42 Baltimore-Washington Financial Advisors, Inc. 500 11,000 0.01%
43 NEXT Financial Group, Inc 500 11,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.