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NEUBERGER BERMAN MLP INCOME FD
NEUBERGER BERMAN MLP INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 40 Institutional holders with a total value of $60,797,951.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 41 0 0.00%
2 TCI Wealth Advisors, Inc. 371 3,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 1,000 8,000 0.01%
4 ANCHOR INVESTMENT MANAGEMENT, LLC 1,058 8,951 0.01%
5 DEUTSCHE BANK AG\ 1,200 10,000 0.02%
6 DELPHI PRIVATE ADVISORS LLC 1,750 15,000 0.02%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,987 25,000 0.04%
8 North Star Investment Management Corp. 3,500 30,000 0.05%
9 SIGNATUREFD, LLC 5,000 42,000 0.07%
10 Creative Planning 5,000 42,000 0.07%
11 DELTA ASSET MANAGEMENT LLC/TN 8,750 74,000 0.12%
12 MSI Financial Services Inc 8,798 74,000 0.12%
13 MOODY NATIONAL BANK TRUST DIVISION 10,000 85,000 0.14%
14 Investors Capital Advisory Services 12,500 105,000 0.17%
15 Commonwealth Equity Services, Inc 14,886 126,000 0.21%
16 D.A. DAVIDSON & CO. 17,700 149,000 0.25%
17 HighTower Advisors, LLC 18,317 153,000 0.25%
18 IFP ADVISORS, INC 18,382 156,000 0.26%
19 Neuberger Berman Group LLC 19,171 162,000 0.27%
20 Raymond James Financial Services Advisors, Inc. 20,101 170,000 0.28%
21 ADVISOR GROUP, INC. 25,253 213,000 0.35%
22 STALEY CAPITAL ADVISERS INC 26,550 225,000 0.37%
23 Private Advisor Group, LLC 31,733 263,000 0.43%
24 BROWN ADVISORY INC 33,000 279,000 0.46%
25 BB&T SECURITIES, LLC 35,931 303,000 0.50%
26 SIT INVESTMENT ASSOCIATES INC 44,400 376,000 0.62%
27 STIFEL FINANCIAL CORP 54,216 459,000 0.75%
28 RAYMOND JAMES & ASSOCIATES 59,640 505,000 0.83%
29 ROYAL BANK OF CANADA 64,327 543,000 0.89%
30 OPPENHEIMER & CO INC 68,550 580,000 0.95%
31 LPL Financial LLC 71,366 592,000 0.97%
32 INVESTMENT HOUSE LLC 75,000 635,000 1.04%
33 CITIGROUP INC 79,555 673,000 1.11%
34 BANK OF AMERICA CORP /DE/ 181,956 1,540,000 2.53%
35 Invesco Ltd. 210,571 1,781,000 2.93%
36 UBS Group AG 251,407 2,127,000 3.50%
37 Advisors Asset Management, Inc. 513,555 4,345,000 7.15%
38 GUGGENHEIM CAPITAL LLC 618,004 5,228,000 8.60%
39 WELLS FARGO & COMPANY/MN 725,256 6,136,000 10.09%
40 MORGAN STANLEY 3,848,487 32,557,000 53.55%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.