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NEUBERGER BERMAN MLP INCOME FD
NEUBERGER BERMAN MLP INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 58 Institutional holders with a total value of $113,215,381.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TCI Wealth Advisors, Inc. 392 4,000 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 500 5,000 0.00%
3 Oakworth Capital, Inc. 696 7,000 0.01%
4 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,025 10,000 0.01%
5 ANCHOR INVESTMENT MANAGEMENT, LLC 1,058 10,718 0.01%
6 FIFTH THIRD BANCORP 1,125 11,000 0.01%
7 JNBA Financial Advisors 1,200 12,000 0.01%
8 MassMutual Private Wealth & Trust, FSB 1,250 12,663 0.01%
9 Hanson & Doremus Investment Management 1,400 14,000 0.01%
10 DELPHI PRIVATE ADVISORS LLC 1,750 18,000 0.02%
11 North Star Investment Management Corp. 3,500 35,000 0.03%
12 DELTA ASSET MANAGEMENT LLC/TN 6,450 65,000 0.06%
13 EDGE ADVISORS, LLC 7,000 70,000 0.06%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,023 81,000 0.07%
15 Hirtle Callaghan & Co LLC 9,350 95,000 0.08%
16 MOODY NATIONAL BANK TRUST DIVISION 10,000 101,000 0.09%
17 Commonwealth Equity Services, Inc 10,074 102,000 0.09%
18 TWO SIGMA SECURITIES, LLC 10,693 108,000 0.10%
19 TFS CAPITAL LLC 12,662 128,000 0.11%
20 Private Advisor Group, LLC 13,000 131,000 0.12%
21 HighTower Advisors, LLC 14,471 147,000 0.13%
22 INVESTMENT HOUSE LLC 15,000 152,000 0.13%
23 D.A. DAVIDSON & CO. 15,500 157,000 0.14%
24 STALEY CAPITAL ADVISERS INC 17,050 173,000 0.15%
25 Raymond James Financial Services Advisors, Inc. 22,431 227,000 0.20%
26 IFP ADVISORS, INC 22,582 229,000 0.20%
27 INVESTMENT CENTERS OF AMERICA INC 22,990 234,000 0.21%
28 CITIGROUP INC 23,099 234,000 0.21%
29 BlackRock Finance, Inc. 24,807 251,000 0.22%
30 Neuberger Berman Group LLC 27,159 275,000 0.24%
31 WOLVERINE ASSET MANAGEMENT LLC 28,098 284,000 0.25%
32 ADVISOR GROUP, INC. 29,646 300,000 0.26%
33 BB&T SECURITIES, LLC 36,117 365,000 0.32%
34 CORNERSTONE ADVISORS INC 37,100 376,000 0.33%
35 GREYTOWN ADVISORS INC. 40,000 405,000 0.36%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 57,837 543,000 0.48%
37 OPPENHEIMER & CO INC 59,636 604,000 0.53%
38 OPTIMUM INVESTMENT ADVISORS 65,325 662,000 0.58%
39 Thomas J. Herzfeld Advisors, Inc. 67,367 682,000 0.60%
40 LPL Financial LLC 67,948 689,000 0.61%
41 DESCHUTES PORTFOLIO STRATEGY, LLC 75,706 767,000 0.68%
42 RAYMOND JAMES & ASSOCIATES 77,630 786,000 0.69%
43 Invesco Ltd. 92,118 933,000 0.82%
44 SIT INVESTMENT ASSOCIATES INC 101,473 1,028,000 0.91%
45 BANK OF AMERICA CORP /DE/ 122,953 1,246,000 1.10%
46 Salient Capital Advisors, LLC 140,661 1,425,000 1.26%
47 POLIANTA LTD 146,300 1,482,000 1.31%
48 STIFEL FINANCIAL CORP 283,353 2,873,000 2.54%
49 AMERIPRISE FINANCIAL INC 284,473 2,879,000 2.54%
50 UBS Group AG 298,220 3,021,000 2.67%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.