| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 837,929 | 9,988,000 | 25.73% | ||
| 2 | 1607 Capital Partners, LLC | 738,156 | 8,799,000 | 22.67% | ||
| 3 | Karpus Management, Inc. | 518,566 | 6,181,000 | 15.92% | ||
| 4 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 442,288 | 5,292,000 | 13.63% | ||
| 5 | MORGAN STANLEY | 227,349 | 2,710,000 | 6.98% | ||
| 6 | Dunvegan Associates, Inc. | 90,463 | 1,078,000 | 2.78% | ||
| 7 | Gramercy Funds Management LLC | 86,443 | 1,030,000 | 2.65% | ||
| 8 | DEUTSCHE BANK AG\ | 62,850 | 746,000 | 1.92% | ||
| 9 | CSS LLC/IL | 53,536 | 638,000 | 1.64% | ||
| 10 | CORNERSTONE ADVISORS INC | 49,510 | 590,000 | 1.52% | ||
| 11 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 34,335 | 409,000 | 1.05% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 26,585 | 317,000 | 0.82% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 26,116 | 311,000 | 0.80% | ||
| 14 | ROYAL BANK OF CANADA | 20,800 | 248,000 | 0.64% | ||
| 15 | DOLIVER ADVISORS, LP | 16,993 | 202,000 | 0.52% | ||
| 16 | Regent Investment Management LLC | 10,000 | 119,000 | 0.31% | ||
| 17 | WELLS FARGO & COMPANY/MN | 4,019 | 48,000 | 0.12% | ||
| 18 | NATIONAL PLANNING CORP | 3,350 | 39,162 | 0.10% | ||
| 19 | UBS Group AG | 1,740 | 21,000 | 0.05% | ||
| 20 | CITIGROUP INC | 1,692 | 20,000 | 0.05% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,200 | 14,000 | 0.04% | ||
| 22 | HOWE & RUSLING INC | 602 | 7,000 | 0.02% | ||
| 23 | WealthTrust Fairport, LLC | 400 | 5,000 | 0.01% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 300 | 4,000 | 0.01% | ||
| 25 | US BANCORP \DE\ | 200 | 2,000 | 0.01% | ||
| 26 | Creative Planning | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
