| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,146,406 | 10,306,000 | 29.85% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 816,765 | 7,334,000 | 21.24% | ||
| 3 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 581,429 | 5,221,000 | 15.12% | ||
| 4 | Karpus Management, Inc. | 430,777 | 3,873,000 | 11.22% | ||
| 5 | Gramercy Funds Management LLC | 169,122 | 1,520,000 | 4.40% | ||
| 6 | MORGAN STANLEY | 168,753 | 1,517,000 | 4.39% | ||
| 7 | CITIGROUP INC | 69,540 | 624,000 | 1.81% | ||
| 8 | DEUTSCHE BANK AG\ | 64,428 | 577,000 | 1.67% | ||
| 9 | CSS LLC/IL | 60,964 | 548,000 | 1.59% | ||
| 10 | LPL Financial LLC | 57,366 | 504,000 | 1.46% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 54,383 | 489,000 | 1.42% | ||
| 12 | CORNERSTONE ADVISORS INC | 44,833 | 403,000 | 1.17% | ||
| 13 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 34,724 | 312,000 | 0.90% | ||
| 14 | Curi Capital, LLC | 30,118 | 271,000 | 0.78% | ||
| 15 | DOLIVER ADVISORS, LP | 26,464 | 238,000 | 0.69% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 25,217 | 227,000 | 0.66% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 23,692 | 214,000 | 0.62% | ||
| 18 | ROYAL BANK OF CANADA | 21,007 | 189,000 | 0.55% | ||
| 19 | Bulldog Investors, LLP | 14,400 | 129,000 | 0.37% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,200 | 11,000 | 0.03% | ||
| 21 | UBS Group AG | 1,030 | 9,000 | 0.03% | ||
| 22 | WELLS FARGO & COMPANY/MN | 811 | 8,000 | 0.02% | ||
| 23 | US BANCORP \DE\ | 200 | 2,000 | 0.01% | ||
| 24 | MSI Financial Services Inc | 35 | 0 | 0.00% | ||
| 25 | HOWE & RUSLING INC | 10 | 0 | 0.00% | ||
| 26 | Creative Planning | 21 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
