| 1 |
1607 Capital Partners, LLC |
858,552 |
7,418,000 |
23.93% |
|
|
| 2 |
LAZARD ASSET MANAGEMENT LLC |
817,220 |
7,060,000 |
22.78% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
767,213 |
6,621,000 |
21.36% |
|
|
| 4 |
Karpus Management, Inc. |
543,524 |
4,696,000 |
15.15% |
|
|
| 5 |
MORGAN STANLEY |
210,673 |
1,820,000 |
5.87% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
64,428 |
555,000 |
1.79% |
|
|
| 7 |
Gramercy Funds Management LLC |
60,144 |
520,000 |
1.68% |
|
|
| 8 |
CSS LLC/IL |
57,305 |
495,000 |
1.60% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
38,986 |
337,000 |
1.09% |
|
|
| 10 |
FIRST WILSHIRE SECURITIES MANAGEMENT INC |
32,483 |
281,000 |
0.91% |
|
|
| 11 |
LPL Financial LLC |
28,738 |
251,000 |
0.81% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
23,767 |
205,000 |
0.66% |
|
|
| 13 |
PNC FINANCIAL SERVICES GROUP, INC. |
23,660 |
205,000 |
0.66% |
|
|
| 14 |
ROYAL BANK OF CANADA |
21,008 |
182,000 |
0.59% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
16,875 |
146,000 |
0.47% |
|
|
| 16 |
Regent Investment Management LLC |
10,000 |
86,000 |
0.28% |
|
|
| 17 |
First Eagle Investment Management, LLC |
9,521 |
82,000 |
0.26% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
2,015 |
17,000 |
0.05% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,200 |
10,000 |
0.03% |
|
|
| 20 |
Creative Planning |
521 |
5,000 |
0.02% |
|
|
| 21 |
US BANCORP \DE\ |
200 |
2,000 |
0.01% |
|
|
| 22 |
CITIGROUP INC |
184 |
2,000 |
0.01% |
|
|
| 23 |
Hanson & Doremus Investment Management |
225 |
2,000 |
0.01% |
|
|
| 24 |
HOWE & RUSLING INC |
10 |
0 |
0.00% |
|
|
| 25 |
UBS Group AG |
6 |
0 |
0.00% |
|
|
