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CARDICA INC
CARDICA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 31 Institutional holders with a total value of $11,860,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Camber Capital Management LP 8,374,846 2,412,000 20.34%
2 Broadfin Capital, LLC 8,874,992 2,396,000 20.20%
3 PRIMECAP MANAGEMENT CO/CA/ 6,013,500 1,624,000 13.69%
4 SABBY MANAGEMENT, LLC 5,281,185 1,521,000 12.82%
5 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 3,263,781 881,000 7.43%
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,152,090 620,000 5.23%
7 VANGUARD GROUP INC 2,088,360 601,000 5.07%
8 ACUTA CAPITAL PARTNERS, LLC 1,849,436 499,000 4.21%
9 PERKINS CAPITAL MANAGEMENT INC 1,591,446 430,000 3.63%
10 DAFNA Capital Management LLC 1,402,762 379,000 3.20% SH
11 Grandeur Peak Global Advisors, LLC 464,697 125,000 1.05%
12 ALLEN HOLDING INC /NY 417,938 113,000 0.95%
13 GEODE CAPITAL MANAGEMENT, LLC 308,547 88,000 0.74%
14 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 210,000 57,000 0.48%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,300 24,000 0.20%
16 CITADEL ADVISORS LLC 54,967 16,000 0.13%
17 NORTHERN TRUST CORP 51,703 14,000 0.12%
18 Virtu KCG Holdings LLC 39,436 11,000 0.09%
19 BLACKROCK ADVISORS LLC 35,620 10,000 0.08%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,990 8,000 0.07%
21 Teton Advisors, Inc. 24,000 6,000 0.05%
22 GUGGENHEIM CAPITAL LLC 17,668 5,000 0.04%
23 CITIGROUP INC 18,350 5,000 0.04%
24 WEDBUSH SECURITIES INC 20,000 5,000 0.04%
25 KING LUTHER CAPITAL MANAGEMENT CORP 15,000 4,000 0.03%
26 UBS Group AG 7,220 2,000 0.02%
27 WELLS FARGO & COMPANY/MN 6,103 2,000 0.02%
28 MORGAN STANLEY 2,372 1,000 0.01%
29 US BANCORP \DE\ 4,000 1,000 0.01%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 513 0 0.00%
31 BANK OF AMERICA CORP /DE/ 500 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.