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CARDICA INC
CARDICA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 37 Institutional holders with a total value of $28,669,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 8,874,992 5,589,000 19.49%
2 Camber Capital Management LP 8,374,846 5,274,000 18.40%
3 PRIMECAP MANAGEMENT CO/CA/ 6,013,500 3,789,000 13.22%
4 SABBY MANAGEMENT, LLC 3,863,723 2,433,000 8.49%
5 WASATCH ADVISORS LP 3,841,002 2,419,000 8.44%
6 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 3,263,781 2,055,000 7.17%
7 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,168,539 1,365,000 4.76%
8 VANGUARD GROUP INC 1,879,560 1,184,000 4.13%
9 ACUTA CAPITAL PARTNERS, LLC 1,819,436 1,146,000 4.00%
10 PERKINS CAPITAL MANAGEMENT INC 1,646,446 1,037,000 3.62%
11 DAFNA Capital Management LLC 1,486,004 936,000 3.26% SH
12 Grandeur Peak Global Advisors, LLC 613,297 386,000 1.35%
13 ALLEN HOLDING INC /NY 417,938 263,000 0.92%
14 GEODE CAPITAL MANAGEMENT, LLC 307,914 193,000 0.67%
15 KEYBANK NATIONAL ASSOCIATION/OH 254,187 160,000 0.56%
16 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 210,000 132,000 0.46%
17 KSA CAPITAL MANAGEMENT, LLC 102,125 64,000 0.22%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,300 51,000 0.18%
19 NORTHERN TRUST CORP 61,392 39,000 0.14%
20 NOMURA HOLDINGS INC 36,700 23,000 0.08%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,990 19,000 0.07%
22 BLACKROCK ADVISORS LLC 26,645 17,000 0.06%
23 Virtu KCG Holdings LLC 25,687 16,000 0.06%
24 Teton Advisors, Inc. 24,000 15,000 0.05%
25 CITADEL ADVISORS LLC 22,404 14,000 0.05%
26 UBS Group AG 18,407 12,000 0.04%
27 GUGGENHEIM CAPITAL LLC 15,462 10,000 0.03%
28 KING LUTHER CAPITAL MANAGEMENT CORP 15,000 9,000 0.03%
29 Bank of New York Mellon Corp 14,414 9,000 0.03%
30 WELLS FARGO & COMPANY/MN 6,103 4,000 0.01%
31 US BANCORP \DE\ 4,000 3,000 0.01%
32 CITIGROUP INC 3,450 2,000 0.01%
33 MORGAN STANLEY 2,521 1,000 0.00%
34 Creative Planning 10 0 0.00%
35 SIMPLEX TRADING, LLC 300 0 0.00%
36 BANK OF AMERICA CORP /DE/ 500 0 0.00%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 513 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.