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GW PHARMACEUTICALS PLC
GW PHARMACEUTICALS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 74 Institutional holders with a total value of $447,735,002.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GOLDMAN SACHS GROUP INC 2,219 132,000 0.03%
52 UBS AG 1,500 89,000 0.02% Call
53 CITIGROUP INC 1,259 75,000 0.02%
54 Creative Planning 700 42,000 0.01%
55 UBS AG 600 36,000 0.01% Put
56 US BANCORP \DE\ 393 23,000 0.01%
57 Stifel Trust Company, N.A. 300 18,000 0.00%
58 Tower Research Capital LLC (TRC) 243 14,000 0.00%
59 Invesco Ltd. 227 13,000 0.00%
60 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 12,000 0.00%
61 LifePlan Financial Group, Inc 182 11,000 0.00%
62 CT Financial Advisors LLC 100 9,113 0.00%
63 B. Riley Wealth Management, Inc. 150 9,000 0.00%
64 BANK OF MONTREAL /CAN/ 100 6,000 0.00%
65 AMERIPRISE FINANCIAL INC 93 6,000 0.00%
66 MSI Financial Services Inc 100 6,000 0.00%
67 MARK SHEPTOFF FINANCIAL PLANNING, LLC 100 6,000 0.00%
68 THOMPSON DAVIS & CO., INC. 50 3,000 0.00%
69 WFG Advisors, LP 50 3,000 0.00%
70 American Research & Management Co. 50 3,000 0.00%
71 BARCLAYS PLC 17 1,000 0.00%
72 PIERSHALE FINANCIAL GROUP, INC. 20 1,000 0.00%
73 Waverly Advisors, LLC 2 0 0.00%
74 Creative Planning 500 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.