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GW Pharmaceuticals PLC
GW Pharmaceuticals PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 130 Institutional holders with a total value of $1,352,030,228.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VALLEY NATIONAL ADVISERS INC 3 0 0.00%
2 BNP PARIBAS FINANCIAL MARKETS 1 91 0.00%
3 Brookstone Capital Management 50 5,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50 5,000 0.00%
5 INTEGRATED WEALTH MANAGEMENT 50 5,000 0.00%
6 Smithfield Trust Co 60 5,000 0.00%
7 PANAGORA ASSET MANAGEMENT INC 70 6,000 0.00%
8 MARK SHEPTOFF FINANCIAL PLANNING, LLC 70 6,000 0.00%
9 AlphaMark Advisors, LLC 89 8,000 0.00%
10 Advisory Services Network, LLC 100 9,000 0.00%
11 BESSEMER GROUP INC 100 9,000 0.00%
12 D.A. DAVIDSON & CO. 100 9,000 0.00%
13 CT Financial Advisors LLC 100 9,137 0.00%
14 PNC FINANCIAL SERVICES GROUP, INC. 130 12,000 0.00%
15 FIRST FINANCIAL CORP /IN/ 135 12,000 0.00%
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 150 14,000 0.00%
17 Focused Wealth Management, Inc 168 15,000 0.00%
18 NEXT Financial Group, Inc 175 15,000 0.00%
19 WFG Advisors, LP 179 16,000 0.00%
20 AMERICAN ASSET MANAGEMENT INC. 200 18,000 0.00%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 18,000 0.00%
22 Thomas J. Herzfeld Advisors, Inc. 198 18,000 0.00%
23 WOODMONT INVESTMENT COUNSEL LLC 200 18,000 0.00%
24 Brick & Kyle, Associates 200 18,000 0.00%
25 HUNTINGTON NATIONAL BANK 210 19,000 0.00%
26 Archford Capital Strategies, LLC 208 19,000 0.00%
27 Winch Advisory Services, LLC 279 25,000 0.00%
28 SEVEN EIGHT CAPITAL, LP 300 27,000 0.00%
29 UBS Group AG 300 27,000 0.00% Call
30 Tower Research Capital LLC (TRC) 379 35,000 0.00%
31 MSI Financial Services Inc 411 38,000 0.00%
32 AMERICAN INTERNATIONAL GROUP, INC. 522 48,000 0.00%
33 Spot Trading L.L.C 600 55,000 0.00% Put
34 EDMOND DE ROTHSCHILD HOLDING S.A. 600 55,000 0.00%
35 EDMOND DE ROTHSCHILD (SUISSE) S.A. 600 55,000 0.00%
36 Compagnie Lombard Odier SCmA 700 64,000 0.00%
37 Stevens First Principles Investment Advisors 800 73,000 0.01%
38 GOLDMAN SACHS GROUP INC 818 75,000 0.01%
39 FIFTH THIRD BANCORP 863 79,000 0.01%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,077 99,000 0.01%
41 Walleye Trading LLC 1,145 105,000 0.01%
42 LAZARD ASSET MANAGEMENT LLC 1,515 138,000 0.01%
43 Creative Planning 1,924 176,000 0.01%
44 BANK OF MONTREAL /CAN/ 2,220 203,000 0.02%
45 HighTower Advisors, LLC 2,412 228,000 0.02%
46 Walleye Trading LLC 2,800 254,000 0.02% Put
47 STIFEL FINANCIAL CORP 2,854 260,000 0.02%
48 CREDIT SUISSE AG/ 3,027 277,000 0.02%
49 Walleye Trading LLC 3,100 282,000 0.02% Call
50 BARCLAYS PLC 3,161 288,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.