| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,217,838 | 16,453,000 | 45.76% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 210,509 | 2,844,000 | 7.91% | ||
| 3 | Fiera Capital Corp | 177,419 | 2,397,000 | 6.67% | ||
| 4 | MORGAN STANLEY | 176,631 | 2,386,000 | 6.64% | ||
| 5 | HighTower Advisors, LLC | 131,531 | 1,770,000 | 4.92% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 124,160 | 1,677,000 | 4.66% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 106,603 | 1,441,000 | 4.01% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 75,350 | 1,018,000 | 2.83% | ||
| 9 | WealthTrust Axiom LLC | 67,779 | 915,000 | 2.54% | ||
| 10 | Hudock, Inc. | 59,232 | 800,000 | 2.22% | ||
| 11 | BLB&B Advisors, LLC | 49,288 | 666,000 | 1.85% | ||
| 12 | WELLS FARGO & COMPANY/MN | 30,643 | 414,000 | 1.15% | ||
| 13 | NATIONAL PLANNING CORP | 28,000 | 398,000 | 1.11% | ||
| 14 | LPL Financial LLC | 28,699 | 393,000 | 1.09% | ||
| 15 | ROYAL BANK OF CANADA | 28,763 | 389,000 | 1.08% | ||
| 16 | CHOREO, LLC | 25,885 | 350,000 | 0.97% | ||
| 17 | M&T BANK CORP | 24,557 | 332,000 | 0.92% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 17,959 | 242,000 | 0.67% | ||
| 19 | WEDBUSH SECURITIES INC | 15,400 | 208,000 | 0.58% | ||
| 20 | UBS Group AG | 15,350 | 207,000 | 0.58% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 12,165 | 164,000 | 0.46% | ||
| 22 | Janney Montgomery Scott LLC | 11,329 | 153,000 | 0.43% | ||
| 23 | GENEOS WEALTH MANAGEMENT INC. | 8,321 | 113,000 | 0.31% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 6,000 | 81,000 | 0.23% | ||
| 25 | HUNTINGTON NATIONAL BANK | 3,500 | 47,000 | 0.13% | PRN | |
| 26 | MSI Financial Services Inc | 2,738 | 37,000 | 0.10% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 20,000 | 0.06% | ||
| 28 | Kistler-Tiffany Companies, LLC | 1,000 | 14,000 | 0.04% | ||
| 29 | Creative Planning | 1,002 | 14,000 | 0.04% | ||
| 30 | KELLEHER FINANCIAL ADVISORS | 735 | 9,000 | 0.03% | ||
| 31 | FIRST MANHATTAN CO. LLC. | 350 | 4,000 | 0.01% | ||
| 32 | Tower Research Capital LLC (TRC) | 86 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
