| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 622,234 | 8,444,000 | 31.59% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 175,490 | 2,381,000 | 8.91% | ||
| 3 | Fiera Capital Corp | 144,590 | 1,962,000 | 7.34% | ||
| 4 | HighTower Advisors, LLC | 131,144 | 1,777,000 | 6.65% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 107,160 | 1,453,000 | 5.44% | ||
| 6 | MORGAN STANLEY | 99,509 | 1,351,000 | 5.05% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 83,252 | 1,130,000 | 4.23% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 77,060 | 1,046,000 | 3.91% | ||
| 9 | WealthTrust Axiom LLC | 67,210 | 912,000 | 3.41% | ||
| 10 | Hudock, Inc. | 54,011 | 732,000 | 2.74% | ||
| 11 | BLB&B Advisors, LLC | 49,172 | 667,000 | 2.50% | ||
| 12 | ROYAL BANK OF CANADA | 36,363 | 493,000 | 1.84% | ||
| 13 | TFS CAPITAL LLC | 30,340 | 412,000 | 1.54% | ||
| 14 | WELLS FARGO & COMPANY/MN | 28,376 | 384,000 | 1.44% | ||
| 15 | NATIONAL PLANNING CORP | 28,000 | 361,000 | 1.35% | ||
| 16 | M&T BANK CORP | 24,657 | 335,000 | 1.25% | ||
| 17 | CHOREO, LLC | 21,505 | 292,000 | 1.09% | ||
| 18 | GUYASUTA INVESTMENT ADVISORS INC | 19,873 | 270,000 | 1.01% | PRN | |
| 19 | Private Advisor Group, LLC | 17,491 | 236,000 | 0.88% | ||
| 20 | DOLIVER ADVISORS, LP | 17,210 | 234,000 | 0.88% | ||
| 21 | WEDBUSH SECURITIES INC | 14,300 | 194,000 | 0.73% | ||
| 22 | LPL Financial LLC | 14,200 | 192,000 | 0.72% | ||
| 23 | UBS Group AG | 13,025 | 177,000 | 0.66% | ||
| 24 | Janney Montgomery Scott LLC | 12,734 | 173,000 | 0.65% | ||
| 25 | GEODE CAPITAL MANAGEMENT, LLC | 12,412 | 168,000 | 0.63% | ||
| 26 | Curi Capital, LLC | 11,590 | 157,000 | 0.59% | ||
| 27 | SEVENBRIDGE FINANCIAL GROUP, LLC | 11,800 | 154,000 | 0.58% | ||
| 28 | Cetera Advisor Networks LLC | 10,400 | 141,000 | 0.53% | ||
| 29 | STRATEGIC INVESTMENT MANAGEMENT, LLC | 10,021 | 135,000 | 0.51% | ||
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 9,999 | 135,000 | 0.51% | ||
| 31 | GENEOS WEALTH MANAGEMENT INC. | 6,859 | 93,000 | 0.35% | ||
| 32 | MSI Financial Services Inc | 3,050 | 41,000 | 0.15% | ||
| 33 | NEXT Financial Group, Inc | 3,000 | 41,000 | 0.15% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 20,000 | 0.07% | ||
| 35 | Creative Planning | 1,002 | 14,000 | 0.05% | ||
| 36 | Kistler-Tiffany Companies, LLC | 1,000 | 14,000 | 0.05% | ||
| 37 | Smithfield Trust Co | 433 | 6,000 | 0.02% | ||
| 38 | FIRST MANHATTAN CO. LLC. | 350 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
