| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,434,015 | 18,384,000 | 42.91% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 215,009 | 2,756,000 | 6.43% | ||
| 3 | Fiera Capital Corp | 182,917 | 2,345,000 | 5.47% | ||
| 4 | MORGAN STANLEY | 180,927 | 2,319,000 | 5.41% | ||
| 5 | HighTower Advisors, LLC | 133,168 | 1,702,000 | 3.97% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 112,926 | 1,448,000 | 3.38% | ||
| 7 | Laurion Capital Management LP | 112,359 | 1,440,000 | 3.36% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 112,064 | 1,437,000 | 3.35% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 108,238 | 1,387,000 | 3.24% | PRN | |
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 90,009 | 1,154,000 | 2.69% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 81,950 | 1,051,000 | 2.45% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 79,776 | 1,022,000 | 2.39% | ||
| 13 | WealthTrust Axiom LLC | 67,737 | 868,000 | 2.03% | ||
| 14 | Hudock, Inc. | 61,827 | 792,000 | 1.85% | ||
| 15 | BLB&B Advisors, LLC | 50,043 | 642,000 | 1.50% | ||
| 16 | WELLS FARGO & COMPANY/MN | 42,326 | 543,000 | 1.27% | ||
| 17 | LPL Financial LLC | 32,001 | 415,000 | 0.97% | ||
| 18 | ROYAL BANK OF CANADA | 30,163 | 387,000 | 0.90% | ||
| 19 | NATIONAL PLANNING CORP | 29,100 | 382,000 | 0.89% | ||
| 20 | AQR ARBITRAGE LLC | 29,783 | 382,000 | 0.89% | ||
| 21 | M&T BANK CORP | 27,163 | 348,000 | 0.81% | ||
| 22 | CHOREO, LLC | 25,885 | 332,000 | 0.77% | ||
| 23 | SG Americas Securities, LLC | 23,182 | 297,000 | 0.69% | ||
| 24 | Squarepoint Ops LLC | 17,300 | 222,000 | 0.52% | ||
| 25 | WEDBUSH SECURITIES INC | 16,600 | 213,000 | 0.50% | ||
| 26 | Janney Montgomery Scott LLC | 11,329 | 145,000 | 0.34% | ||
| 27 | Bank of New York Mellon Corp | 11,000 | 141,000 | 0.33% | ||
| 28 | UBS Group AG | 10,654 | 136,000 | 0.32% | ||
| 29 | MSI Financial Services Inc | 6,241 | 80,000 | 0.19% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 26,000 | 0.06% | ||
| 31 | US BANCORP \DE\ | 1,604 | 21,000 | 0.05% | ||
| 32 | Kistler-Tiffany Companies, LLC | 1,000 | 13,000 | 0.03% | ||
| 33 | Creative Planning | 1,002 | 13,000 | 0.03% | ||
| 34 | FIRST MANHATTAN CO. LLC. | 350 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
