| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 849,420 | 10,329,000 | 28.39% | ||
| 2 | Fiera Capital Corp | 234,614 | 2,853,000 | 7.84% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 226,739 | 2,757,000 | 7.58% | ||
| 4 | MORGAN STANLEY | 198,933 | 2,419,000 | 6.65% | ||
| 5 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 184,607 | 2,245,000 | 6.17% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 168,000 | 2,043,000 | 5.62% | ||
| 7 | HighTower Advisors, LLC | 140,874 | 1,714,000 | 4.71% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 99,768 | 1,213,000 | 3.33% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 99,145 | 1,206,000 | 3.31% | ||
| 10 | PNC FINANCIAL SERVICES GROUP, INC. | 92,945 | 1,130,000 | 3.11% | ||
| 11 | GEODE CAPITAL MANAGEMENT, LLC | 79,355 | 964,000 | 2.65% | ||
| 12 | WealthTrust Axiom LLC | 67,997 | 826,000 | 2.27% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 64,054 | 778,000 | 2.14% | ||
| 14 | NORTHERN CAPITAL MANAGEMENT LLC | 62,575 | 761,000 | 2.09% | ||
| 15 | Hudock, Inc. | 50,768 | 617,000 | 1.70% | ||
| 16 | BLB&B Advisors, LLC | 49,178 | 598,000 | 1.64% | ||
| 17 | ROYAL BANK OF CANADA | 30,363 | 369,000 | 1.01% | ||
| 18 | NATIONAL PLANNING CORP | 28,000 | 346,000 | 0.95% | ||
| 19 | M&T BANK CORP | 24,657 | 300,000 | 0.82% | ||
| 20 | TFS CAPITAL LLC | 24,249 | 295,000 | 0.81% | ||
| 21 | Curi Capital, LLC | 23,918 | 291,000 | 0.80% | ||
| 22 | WELLS FARGO & COMPANY/MN | 20,939 | 255,000 | 0.70% | ||
| 23 | Private Advisor Group, LLC | 19,042 | 235,000 | 0.65% | ||
| 24 | LPL Financial LLC | 13,737 | 168,000 | 0.46% | ||
| 25 | Weiss Asset Management LP | 13,654 | 166,000 | 0.46% | ||
| 26 | WEDBUSH SECURITIES INC | 12,700 | 154,000 | 0.42% | ||
| 27 | SEVENBRIDGE FINANCIAL GROUP, LLC | 11,800 | 154,000 | 0.42% | ||
| 28 | Virtu KCG Holdings LLC | 12,226 | 149,000 | 0.41% | ||
| 29 | Janney Montgomery Scott LLC | 12,084 | 147,000 | 0.40% | ||
| 30 | STRATEGIC INVESTMENT MANAGEMENT, LLC | 12,167 | 147,000 | 0.40% | ||
| 31 | Squarepoint Ops LLC | 11,600 | 141,000 | 0.39% | ||
| 32 | Commonwealth Equity Services, Inc | 10,928 | 133,000 | 0.37% | ||
| 33 | UBS Group AG | 10,880 | 132,000 | 0.36% | ||
| 34 | DOLIVER ADVISORS, LP | 10,197 | 124,000 | 0.34% | ||
| 35 | GENEOS WEALTH MANAGEMENT INC. | 6,865 | 83,000 | 0.23% | ||
| 36 | NEXT Financial Group, Inc | 4,600 | 56,000 | 0.15% | ||
| 37 | MSI Financial Services Inc | 3,050 | 38,000 | 0.10% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 20,000 | 0.05% | ||
| 39 | Kistler-Tiffany Companies, LLC | 1,000 | 12,000 | 0.03% | ||
| 40 | Creative Planning | 1,002 | 12,000 | 0.03% | ||
| 41 | FIRST MANHATTAN CO. LLC. | 350 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
