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Lazard Glb Total Return & Income
Lazard Glb Total Return & Income. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 23 Institutional holders with a total value of $53,318,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bulldog Investors, LLP 797,557 11,970,000 22.45%
2 1607 Capital Partners, LLC 766,276 11,501,000 21.57%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 530,765 7,966,000 14.94%
4 RAYMOND JAMES & ASSOCIATES 391,182 5,871,000 11.01%
5 MORGAN STANLEY 202,694 3,042,000 5.71%
6 WELLS FARGO & COMPANY/MN 181,939 2,731,000 5.12%
7 Shaker Financial Services, LLC 160,504 2,409,000 4.52%
8 ROYAL BANK OF CANADA 125,017 1,876,000 3.52%
9 Raymond James Financial Services Advisors, Inc. 87,560 1,314,000 2.46%
10 SIT INVESTMENT ASSOCIATES INC 55,400 831,000 1.56%
11 Saba Capital Management, L.P. 50,360 755,000 1.42%
12 STIFEL FINANCIAL CORP 39,873 602,000 1.13%
13 UBS Group AG 28,382 426,000 0.80%
14 CORNERSTONE ADVISORS INC 25,853 388,000 0.73%
15 WOLVERINE ASSET MANAGEMENT LLC 23,791 357,000 0.67%
16 SHEPHERD KAPLAN KROCHUK, LLC 18,285 274,000 0.51%
17 LPL Financial LLC 17,766 267,000 0.50%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 15,985 240,000 0.45%
19 Invesco Ltd. 12,611 189,000 0.35%
20 GUGGENHEIM CAPITAL LLC 10,681 160,000 0.30%
21 BANK OF AMERICA CORP /DE/ 4,968 75,000 0.14%
22 IFP ADVISORS, INC 4,502 68,000 0.13%
23 SEVENBRIDGE FINANCIAL GROUP, LLC 365 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.