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LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 23 Institutional holders with a total value of $4,479,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 475,489 718,000 16.03%
2 RENAISSANCE TECHNOLOGIES LLC 465,905 704,000 15.72%
3 PERRITT CAPITAL MANAGEMENT INC 449,420 679,000 15.16%
4 FIRST WILSHIRE SECURITIES MANAGEMENT INC 438,221 662,000 14.78%
5 BlackRock Finance, Inc. 286,992 433,000 9.67%
6 GENEOS WEALTH MANAGEMENT INC. 155,001 234,000 5.22%
7 THOMPSON DAVIS & CO., INC. 152,669 231,000 5.16%
8 GEODE CAPITAL MANAGEMENT, LLC 148,929 224,000 5.00%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 127,000 2.84%
10 RAYMOND JAMES & ASSOCIATES 81,459 123,000 2.75%
11 PANAGORA ASSET MANAGEMENT INC 51,152 77,000 1.72%
12 Spark Investment Management LLC 37,600 56,000 1.25%
13 Yakira Capital Management, Inc. 34,483 52,000 1.16%
14 NORTHERN TRUST CORP 30,705 46,000 1.03%
15 Janney Montgomery Scott LLC 25,250 38,000 0.85%
16 CITADEL ADVISORS LLC 16,574 25,000 0.56%
17 GUGGENHEIM CAPITAL LLC 13,230 20,000 0.45%
18 Tower Research Capital LLC (TRC) 11,944 18,000 0.40%
19 US BANCORP \DE\ 3,500 5,000 0.11%
20 SALEM INVESTMENT COUNSELORS INC 1,906 3,000 0.07%
21 CITIGROUP INC 2,000 3,000 0.07%
22 ADVISOR GROUP, INC. 500 1,000 0.02%
23 UBS Group AG 31 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.