| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 399,873 | 9,517,000 | 34.94% | ||
| 2 | MORGAN STANLEY | 137,941 | 3,283,000 | 12.05% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 107,579 | 2,560,000 | 9.40% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 104,346 | 2,483,000 | 9.12% | ||
| 5 | WELLS FARGO & COMPANY/MN | 99,961 | 2,380,000 | 8.74% | ||
| 6 | Saba Capital Management, L.P. | 63,534 | 1,512,000 | 5.55% | ||
| 7 | Invesco Ltd. | 45,744 | 1,089,000 | 4.00% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 43,163 | 1,027,000 | 3.77% | ||
| 9 | COHEN & STEERS, INC. | 37,715 | 898,000 | 3.30% | ||
| 10 | Global Endowment Management, LP | 35,000 | 833,000 | 3.06% | ||
| 11 | LPL Financial LLC | 14,703 | 350,000 | 1.28% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 13,225 | 315,000 | 1.16% | ||
| 13 | Horizon Kinetics LLC | 11,445 | 272,000 | 1.00% | ||
| 14 | DOLIVER ADVISORS, LP | 9,440 | 237,000 | 0.87% | ||
| 15 | CORNERSTONE ADVISORS INC | 9,618 | 229,000 | 0.84% | ||
| 16 | UBS AG | 6,695 | 159,000 | 0.58% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,637 | 39,000 | 0.14% | ||
| 18 | US BANCORP \DE\ | 1,240 | 30,000 | 0.11% | ||
| 19 | CITIGROUP INC | 842 | 20,000 | 0.07% | ||
| 20 | Corbenic Partners LLC | 111 | 3,000 | 0.01% | ||
| 21 | ROYAL BANK OF CANADA | 74 | 2,000 | 0.01% | ||
| 22 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.01% | ||
| 23 | Lehman Financial Resources, Inc. | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
