| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 637,671 | 14,424,000 | 32.71% | ||
| 2 | WELLS FARGO & COMPANY/MN | 252,813 | 5,719,000 | 12.97% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 243,451 | 5,507,000 | 12.49% | ||
| 4 | PT ASSET MANAGEMENT, LLC | 194,074 | 4,391,000 | 9.96% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,788 | 3,298,000 | 7.48% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 129,575 | 2,931,000 | 6.65% | ||
| 7 | MORGAN STANLEY | 125,757 | 2,845,000 | 6.45% | ||
| 8 | Invesco Ltd. | 41,567 | 940,000 | 2.13% | ||
| 9 | COHEN & STEERS, INC. | 37,715 | 853,000 | 1.93% | ||
| 10 | COHEN & STEERS CAPITAL MANAGEMENT INC | 37,715 | 853,000 | 1.93% | ||
| 11 | Global Endowment Management, LP | 35,000 | 792,000 | 1.80% | ||
| 12 | Yorktown Management & Research Co Inc | 26,741 | 604,000 | 1.37% | ||
| 13 | LPL Financial LLC | 12,014 | 273,000 | 0.62% | ||
| 14 | Shaker Financial Services, LLC | 10,512 | 238,000 | 0.54% | ||
| 15 | Horizon Kinetics LLC | 9,260 | 209,000 | 0.47% | ||
| 16 | CITIGROUP INC | 4,882 | 110,000 | 0.25% | ||
| 17 | UBS Group AG | 2,258 | 51,000 | 0.12% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 34,000 | 0.08% | ||
| 19 | Creative Planning | 800 | 18,000 | 0.04% | ||
| 20 | Corbenic Partners LLC | 1 | 0 | 0.00% | ||
| 21 | Lehman Financial Resources, Inc. | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
