| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 789,532 | 17,599,000 | 35.94% | ||
| 2 | WELLS FARGO & COMPANY/MN | 413,341 | 9,214,000 | 18.82% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 282,880 | 6,305,000 | 12.88% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 189,055 | 4,214,000 | 8.61% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,788 | 3,250,000 | 6.64% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 133,353 | 2,972,000 | 6.07% | ||
| 7 | MORGAN STANLEY | 92,458 | 2,061,000 | 4.21% | ||
| 8 | Global Endowment Management, LP | 35,000 | 780,000 | 1.59% | ||
| 9 | COHEN & STEERS, INC. | 34,500 | 769,000 | 1.57% | ||
| 10 | Curi Capital, LLC | 23,709 | 528,000 | 1.08% | ||
| 11 | LPL Financial LLC | 20,536 | 458,000 | 0.94% | ||
| 12 | UBS Group AG | 15,603 | 348,000 | 0.71% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 15,000 | 334,000 | 0.68% | ||
| 14 | IFP ADVISORS, INC | 2,460 | 55,000 | 0.11% | ||
| 15 | BANK OF MONTREAL /CAN/ | 1,225 | 27,000 | 0.06% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,212 | 27,000 | 0.06% | ||
| 17 | CITIGROUP INC | 571 | 13,000 | 0.03% | ||
| 18 | ROYAL BANK OF CANADA | 540 | 12,000 | 0.02% | ||
| 19 | BRONFMAN E.L. ROTHSCHILD, L.P. | 74 | 2,000 | 0.00% | PRN | |
| 20 | Corbenic Partners LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
