| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 533,828 | 11,591,000 | 35.12% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 253,806 | 5,511,000 | 16.70% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 192,109 | 4,282,000 | 12.97% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 144,313 | 3,134,000 | 9.50% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 138,768 | 3,013,000 | 9.13% | ||
| 6 | MORGAN STANLEY | 88,626 | 1,924,000 | 5.83% | ||
| 7 | COHEN & STEERS, INC. | 57,700 | 1,257,000 | 3.81% | ||
| 8 | Global Endowment Management, LP | 35,000 | 762,000 | 2.31% | ||
| 9 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 24,975 | 543,000 | 1.65% | ||
| 10 | UBS Group AG | 14,275 | 310,000 | 0.94% | ||
| 11 | LPL Financial LLC | 12,756 | 283,000 | 0.86% | ||
| 12 | CREDIT SUISSE AG/ | 12,653 | 275,000 | 0.83% | ||
| 13 | IFP ADVISORS, INC | 2,460 | 53,000 | 0.16% | ||
| 14 | BESSEMER GROUP INC | 1,165 | 25,000 | 0.08% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 917 | 20,000 | 0.06% | ||
| 16 | ROYAL BANK OF CANADA | 540 | 12,000 | 0.04% | ||
| 17 | CITIGROUP INC | 229 | 5,000 | 0.02% | ||
| 18 | BRONFMAN E.L. ROTHSCHILD, L.P. | 74 | 2,000 | 0.01% | PRN | |
| 19 | Corbenic Partners LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
