| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 695,159 | 16,107,000 | 37.61% | ||
| 2 | WELLS FARGO & COMPANY/MN | 197,706 | 4,581,000 | 10.70% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 190,412 | 4,412,000 | 10.30% | ||
| 4 | PT ASSET MANAGEMENT, LLC | 177,376 | 4,111,000 | 9.60% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,788 | 3,378,000 | 7.89% | ||
| 6 | MORGAN STANLEY | 124,379 | 2,882,000 | 6.73% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 99,733 | 2,311,000 | 5.40% | ||
| 8 | Invesco Ltd. | 45,298 | 1,050,000 | 2.45% | ||
| 9 | COHEN & STEERS, INC. | 37,715 | 874,000 | 2.04% | ||
| 10 | Global Endowment Management, LP | 35,000 | 811,000 | 1.89% | ||
| 11 | Saba Capital Management, L.P. | 31,545 | 731,000 | 1.71% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 23,728 | 550,000 | 1.28% | ||
| 13 | LPL Financial LLC | 12,216 | 283,000 | 0.66% | ||
| 14 | CITIGROUP INC | 9,595 | 222,000 | 0.52% | ||
| 15 | Horizon Kinetics LLC | 9,355 | 217,000 | 0.51% | ||
| 16 | UBS Group AG | 7,029 | 163,000 | 0.38% | ||
| 17 | SG Americas Securities, LLC | 4,369 | 101,000 | 0.24% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,200 | 28,000 | 0.07% | ||
| 19 | ROYAL BANK OF CANADA | 439 | 10,000 | 0.02% | ||
| 20 | Corbenic Partners LLC | 1 | 0 | 0.00% | ||
| 21 | Lehman Financial Resources, Inc. | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
