| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Lehman Financial Resources, Inc. | 7 | 0 | 0.00% | ||
| 2 | Corbenic Partners LLC | 1 | 0 | 0.00% | ||
| 3 | ROYAL BANK OF CANADA | 73 | 2,000 | 0.00% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 22,000 | 0.05% | ||
| 5 | LPL Financial LLC | 11,111 | 247,000 | 0.54% | ||
| 6 | UBS Group AG | 15,402 | 340,000 | 0.74% | ||
| 7 | Yorktown Management & Research Co Inc | 26,741 | 590,000 | 1.29% | ||
| 8 | Global Endowment Management, LP | 35,000 | 773,000 | 1.68% | ||
| 9 | COHEN & STEERS, INC. | 37,715 | 833,000 | 1.81% | ||
| 10 | MORGAN STANLEY | 118,052 | 2,607,000 | 5.68% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 136,340 | 3,010,000 | 6.56% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 145,788 | 3,219,000 | 7.01% | ||
| 13 | PT ASSET MANAGEMENT, LLC | 194,074 | 4,285,000 | 9.34% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 276,449 | 6,104,000 | 13.30% | ||
| 15 | WELLS FARGO & COMPANY/MN | 372,455 | 8,224,000 | 17.92% | ||
| 16 | CREDIT SUISSE AG/ | 708,363 | 15,641,000 | 34.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
