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ROYAL BK SCOTLAND GRP PLC REDEEMED @$25.00/SH 9/5/17
ROYAL BK SCOTLAND GRP PLC REDEEMED @$25.00/SH 9/5/17. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 24 Institutional holders with a total value of $11,040,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 145,748 3,743,000 33.90%
2 DEUTSCHE BANK AG\ 48,936 1,256,000 11.38%
3 RENAISSANCE TECHNOLOGIES LLC 45,100 1,158,000 10.49%
4 BANK OF AMERICA CORP /DE/ 40,650 1,044,000 9.46%
5 Bank of New York Mellon Corp 38,937 1,001,000 9.07%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,863 767,000 6.95%
7 WELLS FARGO & COMPANY/MN 21,985 564,000 5.11%
8 Texas Yale Capital Corp. 17,675 454,000 4.11%
9 Mercer Capital Advisers, Inc. 9,001 231,000 2.09%
10 Investors Capital Advisory Services 8,795 225,000 2.04%
11 WESTPORT RESOURCES MANAGEMENT INC 5,670 146,000 1.32%
12 GRATICULE ASIA MACRO ADVISORS LLC 5,399 138,000 1.25%
13 CITIGROUP INC 3,609 93,000 0.84%
14 ROYAL BANK OF CANADA 3,345 86,000 0.78% PRN
15 Compagnie Lombard Odier SCmA 1,180 30,000 0.27%
16 Archford Capital Strategies, LLC 1,000 26,000 0.24%
17 MSI Financial Services Inc 950 24,000 0.22%
18 US BANCORP \DE\ 475 12,000 0.11%
19 AMERICAN INTERNATIONAL GROUP, INC. 400 10,272 0.09%
20 INTEGRATED WEALTH MANAGEMENT 390 10,000 0.09%
21 FIRST MANHATTAN CO. LLC. 350 8,000 0.07%
22 PNC FINANCIAL SERVICES GROUP, INC. 300 8,000 0.07%
23 BANK OF MONTREAL /CAN/ 200 5,000 0.05% PRN
24 Endurance Wealth Management, Inc. 40 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.