| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 227,731 | 5,907,000 | 35.70% | ||
| 2 | MORGAN STANLEY | 149,457 | 3,877,000 | 23.43% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 53,925 | 1,398,000 | 8.45% | ||
| 4 | Bank of New York Mellon Corp | 38,936 | 1,007,000 | 6.09% | ||
| 5 | RENAISSANCE TECHNOLOGIES LLC | 36,600 | 949,000 | 5.74% | ||
| 6 | DEUTSCHE BANK AG\ | 26,156 | 678,000 | 4.10% | ||
| 7 | Texas Yale Capital Corp. | 24,800 | 643,000 | 3.89% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 18,816 | 488,000 | 2.95% | ||
| 9 | GAM Holding AG | 10,000 | 259,000 | 1.57% | ||
| 10 | Mercer Capital Advisers, Inc. | 9,001 | 233,000 | 1.41% | ||
| 11 | FLAHERTY & CRUMRINE INC | 8,400 | 218,000 | 1.32% | ||
| 12 | WELLS FARGO & COMPANY/MN | 7,879 | 205,000 | 1.24% | ||
| 13 | CSS LLC/IL | 5,000 | 129,000 | 0.78% | ||
| 14 | ROYAL BANK OF CANADA | 4,901 | 126,000 | 0.76% | PRN | |
| 15 | WESTPORT RESOURCES MANAGEMENT INC | 4,300 | 112,000 | 0.68% | ||
| 16 | MSI Financial Services Inc | 3,460 | 90,000 | 0.54% | ||
| 17 | CITIGROUP INC | 2,165 | 56,000 | 0.34% | ||
| 18 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 1,734 | 45,000 | 0.27% | ||
| 19 | Compagnie Lombard Odier SCmA | 1,180 | 31,000 | 0.19% | ||
| 20 | Sandy Spring Bank | 1,000 | 26,000 | 0.16% | ||
| 21 | Archford Capital Strategies, LLC | 1,000 | 25,000 | 0.15% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 650 | 17,000 | 0.10% | ||
| 23 | US BANCORP \DE\ | 475 | 12,000 | 0.07% | ||
| 24 | ADVISOR GROUP, INC. | 400 | 10,000 | 0.06% | ||
| 25 | BANK OF MONTREAL /CAN/ | 200 | 5,000 | 0.03% | PRN | |
| 26 | Endurance Wealth Management, Inc. | 40 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
