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ROYAL BK SCOTLAND GROUP PLC SPON ADR F
ROYAL BK SCOTLAND GROUP PLC SPON ADR F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 24 Institutional holders with a total value of $14,559,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 185,571 4,795,000 32.93%
2 MORGAN STANLEY 114,868 2,969,000 20.39%
3 BANK OF AMERICA CORP /DE/ 47,541 1,228,000 8.43%
4 Bank of New York Mellon Corp 38,937 1,006,000 6.91%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,148 986,000 6.77%
6 DEUTSCHE BANK AG\ 33,764 871,000 5.98%
7 RENAISSANCE TECHNOLOGIES LLC 28,500 736,000 5.06%
8 CITIGROUP INC 13,514 349,000 2.40%
9 WELLS FARGO & COMPANY/MN 11,706 303,000 2.08%
10 Texas Yale Capital Corp. 11,000 284,000 1.95%
11 Mercer Capital Advisers, Inc. 9,001 233,000 1.60%
12 Investors Capital Advisory Services 8,795 227,000 1.56%
13 WESTPORT RESOURCES MANAGEMENT INC 5,670 147,000 1.01%
14 GRATICULE ASIA MACRO ADVISORS LLC 5,049 131,000 0.90%
15 ROYAL BANK OF CANADA 4,365 113,000 0.78% PRN
16 MSI Financial Services Inc 2,320 60,000 0.41%
17 Compagnie Lombard Odier SCmA 1,180 30,000 0.21%
18 Archford Capital Strategies, LLC 1,000 26,000 0.18%
19 US BANCORP \DE\ 775 20,000 0.14%
20 PNC FINANCIAL SERVICES GROUP, INC. 650 17,000 0.12%
21 AMERICAN INTERNATIONAL GROUP, INC. 477 12,000 0.08%
22 INTEGRATED WEALTH MANAGEMENT 390 10,000 0.07%
23 BANK OF MONTREAL /CAN/ 200 5,000 0.03% PRN
24 Endurance Wealth Management, Inc. 40 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.