| 1 |
UBS Group AG |
221,092 |
5,682,000 |
33.10% |
|
|
| 2 |
MORGAN STANLEY |
148,077 |
3,801,000 |
22.15% |
|
|
| 3 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
55,933 |
1,436,000 |
8.37% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
46,916 |
1,206,000 |
7.03% |
|
|
| 5 |
Bank of New York Mellon Corp |
38,936 |
997,000 |
5.81% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
28,712 |
737,000 |
4.29% |
|
|
| 7 |
Texas Yale Capital Corp. |
24,800 |
637,000 |
3.71% |
|
|
| 8 |
RENAISSANCE TECHNOLOGIES LLC |
23,400 |
601,000 |
3.50% |
|
|
| 9 |
CITIGROUP INC |
15,884 |
408,000 |
2.38% |
|
|
| 10 |
GAM Holding AG |
10,000 |
257,000 |
1.50% |
|
|
| 11 |
Mercer Capital Advisers, Inc. |
9,001 |
231,000 |
1.35% |
|
|
| 12 |
Investors Capital Advisory Services |
8,795 |
225,000 |
1.31% |
|
|
| 13 |
FLAHERTY & CRUMRINE INC |
8,400 |
216,000 |
1.26% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
8,057 |
207,000 |
1.21% |
|
|
| 15 |
WESTPORT RESOURCES MANAGEMENT INC |
5,670 |
146,000 |
0.85% |
|
|
| 16 |
ROYAL BANK OF CANADA |
5,301 |
136,000 |
0.79% |
|
PRN |
| 17 |
MSI Financial Services Inc |
3,520 |
90,000 |
0.52% |
|
|
| 18 |
CRIBSTONE CAPITAL MANAGEMENT, LLC |
1,734 |
45,000 |
0.26% |
|
|
| 19 |
Compagnie Lombard Odier SCmA |
1,180 |
30,000 |
0.17% |
|
|
| 20 |
Archford Capital Strategies, LLC |
1,000 |
26,000 |
0.15% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
650 |
17,000 |
0.10% |
|
|
| 22 |
US BANCORP \DE\ |
475 |
12,000 |
0.07% |
|
|
| 23 |
ADVISOR GROUP, INC. |
400 |
10,000 |
0.06% |
|
|
| 24 |
Creative Planning |
200 |
5,000 |
0.03% |
|
|
| 25 |
BANK OF MONTREAL /CAN/ |
200 |
5,000 |
0.03% |
|
PRN |
| 26 |
Endurance Wealth Management, Inc. |
40 |
1,000 |
0.01% |
|
|
