| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 215,838 | 5,578,000 | 34.12% | ||
| 2 | MORGAN STANLEY | 155,132 | 4,012,000 | 24.54% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 53,925 | 1,394,000 | 8.53% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 41,101 | 1,062,000 | 6.50% | ||
| 5 | Bank of New York Mellon Corp | 38,936 | 1,006,000 | 6.15% | ||
| 6 | DEUTSCHE BANK AG\ | 25,556 | 660,000 | 4.04% | ||
| 7 | Texas Yale Capital Corp. | 24,800 | 641,000 | 3.92% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 11,066 | 286,000 | 1.75% | ||
| 9 | GAM Holding AG | 10,000 | 259,000 | 1.58% | ||
| 10 | Destination Wealth Management | 10,000 | 258,000 | 1.58% | ||
| 11 | Mercer Capital Advisers, Inc. | 9,001 | 233,000 | 1.43% | ||
| 12 | FLAHERTY & CRUMRINE INC | 8,400 | 217,000 | 1.33% | ||
| 13 | WELLS FARGO & COMPANY/MN | 7,365 | 191,000 | 1.17% | ||
| 14 | CSS LLC/IL | 5,000 | 129,000 | 0.79% | ||
| 15 | MSI Financial Services Inc | 4,889 | 126,000 | 0.77% | ||
| 16 | ROYAL BANK OF CANADA | 4,701 | 121,000 | 0.74% | PRN | |
| 17 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 1,734 | 45,000 | 0.28% | ||
| 18 | Compagnie Lombard Odier SCmA | 1,180 | 31,000 | 0.19% | ||
| 19 | Archford Capital Strategies, LLC | 1,000 | 25,000 | 0.15% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 650 | 17,000 | 0.10% | ||
| 21 | ADVISOR GROUP, INC. | 600 | 15,000 | 0.09% | ||
| 22 | BANK OF MONTREAL /CAN/ | 600 | 15,000 | 0.09% | PRN | |
| 23 | IFP ADVISORS, INC | 500 | 13,000 | 0.08% | ||
| 24 | US BANCORP \DE\ | 175 | 5,000 | 0.03% | ||
| 25 | CITIGROUP INC | 200 | 5,000 | 0.03% | ||
| 26 | BELL ROCK CAPITAL LLC | 150 | 4,000 | 0.02% | ||
| 27 | Endurance Wealth Management, Inc. | 40 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
