| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Clearbridge Investments, LLC | 550,000 | 13,085,000 | 67.26% | ||
| 2 | Trellus Management Company, LLC | 75,000 | 1,784,000 | 9.17% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 69,670 | 1,657,000 | 8.52% | ||
| 4 | MORGAN STANLEY | 63,257 | 1,505,000 | 7.74% | ||
| 5 | Catalyst Capital Advisors LLC | 34,517 | 823,000 | 4.23% | ||
| 6 | CREDIT SUISSE AG/ | 16,114 | 384,000 | 1.97% | ||
| 7 | B. Riley Wealth Management, Inc. | 5,200 | 123,000 | 0.63% | ||
| 8 | WELLS FARGO & COMPANY/MN | 2,800 | 67,000 | 0.34% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 709 | 17,000 | 0.09% | ||
| 10 | CITIGROUP INC | 204 | 5,000 | 0.03% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 100 | 2,379 | 0.01% | ||
| 12 | UBS AG | 87 | 2,000 | 0.01% | ||
| 13 | Tower Research Capital LLC (TRC) | 40 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
