| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Clearbridge Investments, LLC | 476,215 | 6,286,000 | 66.83% | ||
| 2 | Trellus Management Company, LLC | 65,000 | 858,000 | 9.12% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 42,387 | 560,000 | 5.95% | ||
| 4 | WELLS FARGO & COMPANY/MN | 33,155 | 438,000 | 4.66% | ||
| 5 | Catalyst Capital Advisors LLC | 29,517 | 390,000 | 4.15% | ||
| 6 | MORGAN STANLEY | 25,654 | 339,000 | 3.60% | ||
| 7 | GOLDMAN SACHS GROUP INC | 12,701 | 168,000 | 1.79% | ||
| 8 | Rotella Capital Management, Inc. | 10,999 | 145,000 | 1.54% | PRN | |
| 9 | CREDIT SUISSE AG/ | 10,900 | 144,000 | 1.53% | ||
| 10 | B. Riley Wealth Management, Inc. | 2,450 | 32,000 | 0.34% | ||
| 11 | ROYAL BANK OF CANADA | 1,200 | 16,000 | 0.17% | ||
| 12 | UBS Group AG | 646 | 9,000 | 0.10% | ||
| 13 | Creative Planning | 700 | 9,000 | 0.10% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 709 | 9,000 | 0.10% | ||
| 15 | CITIGROUP INC | 189 | 2,000 | 0.02% | ||
| 16 | BARCLAYS PLC | 101 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
