| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Trellus Management Company, LLC | 61,648 | 600,000 | 30.57% | ||
| 2 | Clarkston Capital Partners, LLC | 50,000 | 487,000 | 24.81% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 33,036 | 322,000 | 16.40% | ||
| 4 | GSA CAPITAL PARTNERS LLP | 15,300 | 149,000 | 7.59% | ||
| 5 | DEUTSCHE BANK AG\ | 11,013 | 107,000 | 5.45% | ||
| 6 | UBS Group AG | 5,952 | 58,000 | 2.95% | ||
| 7 | MORGAN STANLEY | 5,830 | 57,000 | 2.90% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 4,000 | 39,000 | 1.99% | ||
| 9 | ROYAL BANK OF CANADA | 3,450 | 34,000 | 1.73% | ||
| 10 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 3,400 | 33,000 | 1.68% | ||
| 11 | WELLS FARGO & COMPANY/MN | 3,001 | 29,000 | 1.48% | ||
| 12 | BRONFMAN E.L. ROTHSCHILD, L.P. | 1,700 | 17,000 | 0.87% | ||
| 13 | Walleye Trading LLC | 1,500 | 15,000 | 0.76% | ||
| 14 | ADVISOR GROUP, INC. | 738 | 6,000 | 0.31% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 5,000 | 0.25% | ||
| 16 | Tower Research Capital LLC (TRC) | 287 | 3,000 | 0.15% | ||
| 17 | WOLVERINE TRADING LP /BD | 207 | 1,952 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
