| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Clearbridge Investments, LLC | 550,000 | 13,585,000 | 68.85% | ||
| 2 | Trellus Management Company, LLC | 75,000 | 1,853,000 | 9.39% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 66,668 | 1,647,000 | 8.35% | ||
| 4 | MORGAN STANLEY | 35,711 | 882,000 | 4.47% | ||
| 5 | Catalyst Capital Advisors LLC | 34,517 | 855,000 | 4.33% | ||
| 6 | CREDIT SUISSE AG/ | 16,360 | 404,000 | 2.05% | ||
| 7 | WELLS FARGO & COMPANY/MN | 14,650 | 362,000 | 1.83% | ||
| 8 | B. Riley Wealth Management, Inc. | 4,613 | 113,000 | 0.57% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 709 | 18,000 | 0.09% | ||
| 10 | UBS AG | 311 | 8,000 | 0.04% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 100 | 2,470 | 0.01% | ||
| 12 | BARCLAYS PLC | 73 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
