| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Clearbridge Investments, LLC | 550,000 | 7,865,000 | 48.20% | ||
| 2 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 340,000 | 4,855,000 | 29.75% | ||
| 3 | Trellus Management Company, LLC | 65,000 | 930,000 | 5.70% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 64,324 | 920,000 | 5.64% | ||
| 5 | Catalyst Capital Advisors LLC | 29,517 | 423,000 | 2.59% | ||
| 6 | CREDIT SUISSE AG/ | 29,187 | 418,000 | 2.56% | ||
| 7 | MORGAN STANLEY | 27,183 | 389,000 | 2.38% | ||
| 8 | GSA CAPITAL PARTNERS LLP | 14,885 | 213,000 | 1.31% | ||
| 9 | WELLS FARGO & COMPANY/MN | 11,651 | 167,000 | 1.02% | ||
| 10 | DEUTSCHE BANK AG\ | 4,600 | 65,000 | 0.40% | ||
| 11 | UBS Group AG | 1,718 | 25,000 | 0.15% | ||
| 12 | B. Riley Wealth Management, Inc. | 1,430 | 20,000 | 0.12% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 709 | 10,000 | 0.06% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 7,000 | 0.04% | ||
| 15 | FIFTH THIRD BANCORP | 500 | 7,000 | 0.04% | ||
| 16 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.02% | ||
| 17 | BARCLAYS PLC | 56 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
