| 1 |
UBS AG |
236,461 |
3,275,000 |
30.62% |
|
|
| 2 |
Advisors Asset Management, Inc. |
161,670 |
2,238,000 |
20.92% |
|
|
| 3 |
Invesco Ltd. |
96,131 |
1,331,000 |
12.44% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
77,491 |
1,073,000 |
10.03% |
|
|
| 5 |
MORGAN STANLEY |
38,141 |
528,000 |
4.94% |
|
|
| 6 |
DOLIVER ADVISORS, LP |
33,430 |
463,000 |
4.33% |
|
|
| 7 |
LPL Financial LLC |
25,816 |
358,000 |
3.35% |
|
|
| 8 |
Tradewinds Capital Management, LLC |
19,600 |
271,000 |
2.53% |
|
|
| 9 |
ROYAL BANK OF CANADA |
17,900 |
248,000 |
2.32% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,970 |
180,000 |
1.68% |
|
|
| 11 |
Bank of New York Mellon Corp |
11,902 |
165,000 |
1.54% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
10,641 |
147,000 |
1.37% |
|
|
| 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,172 |
113,000 |
1.06% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
7,283 |
101,000 |
0.94% |
|
|
| 15 |
M Holdings Securities, Inc. |
5,000 |
69,000 |
0.65% |
|
|
| 16 |
WOLVERINE ASSET MANAGEMENT LLC |
4,306 |
59,000 |
0.55% |
|
|
| 17 |
HOERTKORN RICHARD CHARLES |
3,000 |
42,000 |
0.39% |
|
|
| 18 |
D.A. DAVIDSON & CO. |
1,000 |
13,000 |
0.12% |
|
|
| 19 |
BOSTON PRIVATE BANK & TRUST CO |
600 |
8,000 |
0.07% |
|
|
| 20 |
B. Riley Wealth Management, Inc. |
435 |
6,000 |
0.06% |
|
|
| 21 |
CITIGROUP INC |
400 |
6,000 |
0.06% |
|
|
| 22 |
Community Financial Services Group, LLC |
250 |
3,000 |
0.03% |
|
|
