| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 257,302 | 3,963,000 | 18.64% | ||
| 2 | UBS Group AG | 236,948 | 3,628,000 | 17.07% | ||
| 3 | Invesco Ltd. | 220,504 | 3,376,000 | 15.88% | ||
| 4 | Advisors Asset Management, Inc. | 202,708 | 3,122,000 | 14.69% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 101,358 | 1,552,000 | 7.30% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 88,258 | 1,351,000 | 6.35% | ||
| 7 | MORGAN STANLEY | 87,231 | 1,336,000 | 6.28% | ||
| 8 | LPL Financial LLC | 55,578 | 867,000 | 4.08% | ||
| 9 | IFP ADVISORS, INC | 40,728 | 624,000 | 2.94% | ||
| 10 | Tradewinds Capital Management, LLC | 19,600 | 300,000 | 1.41% | ||
| 11 | ROYAL BANK OF CANADA | 19,550 | 299,000 | 1.41% | ||
| 12 | Laurion Capital Management LP | 18,648 | 287,000 | 1.35% | ||
| 13 | Bank of New York Mellon Corp | 11,701 | 179,000 | 0.84% | ||
| 14 | WELLS FARGO & COMPANY/MN | 8,085 | 124,000 | 0.58% | ||
| 15 | CUTLER GROUP LLC / CA | 7,000 | 107,000 | 0.50% | ||
| 16 | Allworth Financial LP | 5,325 | 82,000 | 0.39% | ||
| 17 | HOERTKORN RICHARD CHARLES | 3,000 | 46,000 | 0.22% | ||
| 18 | D.A. DAVIDSON & CO. | 1,000 | 15,000 | 0.07% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 42 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
